Fuller Lynn Heitz 4/A

4/A · HEARTLAND FINANCIAL USA INC · Filed Jan 10, 2022

Form 4/AAmended

Period: 2021-12-23

Retail Banking Director, SVP

Transactions

Holdings

2019 Time-Based Restricted Stock
→ Common Stock (365 underlying)
0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,686 underlying)
0
2021 Time-Based Restricted Stock
→ Common Stock (1,499 underlying)
0
2020 Time-Based Restricted Stock
→ Common Stock (1,124 underlying)
0
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (2,249 underlying)
0
Common Stock
(indirect: By Trust)
210,419
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,096 underlying)
0
Common Stock
13,824.822

Footnotes (9)

[F1]Of these shares 2,143.8223 are held in Jt. Ten.
[F2]The original Form 4, filed on December 22, 2021, is being amended by this form 4 to correct an error, which misreported the transaction date and total shares gifted.
[F3]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
[F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F5]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
[F6]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
[F7]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
[F8]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
[F9]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.

Documents

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