HEARTLAND FINANCIAL USA INC·4

Mar 1, 2:16 PM ET

Fuller Lynn Heitz 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 1, 2022

Insider Transaction Report

Form 4
Period: 2022-03-01
Fuller Lynn Heitz
Retail Banking Director, SVP
Transactions
  • Tax Payment

    2019 Time-Based Restricted Stock

    2022-03-01$51.31/sh254$13,033254 total
    Common Stock (0 underlying)
  • Tax Payment

    2021 Time-Based Restricted Stock

    2022-03-01$51.31/sh344$17,651344 total
    Common Stock (0 underlying)
  • Tax Payment

    2019 Performance Based Restricted Stock (3-year performance)

    2022-03-01$51.31/sh946$48,539946 total
    Common Stock (0 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-01$51.31/sh+391$20,06214,469.822 total
  • Exercise/Conversion

    Common Stock

    2022-03-01$51.31/sh+254$13,03314,078.822 total
  • Exercise/Conversion

    Common Stock

    2022-03-01$51.31/sh+344$17,65114,813.822 total
  • Exercise/Conversion

    Common Stock

    2022-03-01$51.31/sh+946$48,53915,759.822 total
  • Tax Payment

    2020 Time-Based Restricted Stock

    2022-03-01$51.31/sh391$20,062391 total
    Common Stock (0 underlying)
Holdings
  • 2019 Performance Based Restricted Stock (3-year performance)

    Common Stock (1,096 underlying)
    0
  • 2021 Time-Based Restricted Stock

    Common Stock (1,499 underlying)
    0
  • Common Stock

    (indirect: By Trust)
    210,319
  • 2019 Time-Based Restricted Stock

    Common Stock (508 underlying)
    508
  • Common Stock

    13,824.822
  • 2020 Time-Based Restricted Stock

    Common Stock (1,124 underlying)
    0
Footnotes (6)
  • [F1]Of these shares 2,143.8223 are held in Jt. Ten.
  • [F2]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F4]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
  • [F5]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
  • [F6]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.

Documents

1 file
  • 4
    wf-form4_164616218031604.xmlPrimary

    FORM 4