McKeag Bryan 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 3, 2022

Form 4

Period: 2022-03-01

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2022-03-01$49.62/sh+2,786$138,241→ 10,712 total
Exercise/Conversion
2019 Performance Based Restricted Stock (3-year performance)
2022-03-01$49.62/sh−2,786$138,241→ 2,786 total
→ Common Stock (0 underlying)

Holdings

Common Stock
(indirect: By Trust)
18,818
Common Stock
7,926
2020 Time-Based Restricted Stock
→ Common Stock (2,398 underlying)
0
2021 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (2,247 underlying)
0
2019 Time-Based Restricted Stock
→ Common Stock (749 underlying)
0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (3,597 underlying)
0
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying)
0

Footnotes (8)

[F1]These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
[F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F3]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
[F4]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
[F5]These restricted stock units vest on 3-6-2023 if certain performance measures are achieved by the Issuer.
[F6]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023
[F7]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
[F8]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.

Documents

1 file