Orr Barry H 4
4 · HEARTLAND FINANCIAL USA INC · Filed Mar 3, 2022
Insider Transaction Report
Form 4
Orr Barry H
Director
Transactions
- Exercise/Conversion
Common Stock
2022-03-01$49.62/sh+1,136$56,368→ 222,796 total - Tax Payment
2019 Performance Based Restricted Stock (3-year performance)
[F1][F2]2022-03-01$49.62/sh−1,136$56,368→ 1,136 total→ Common Stock (0 underlying)
Holdings
- 221,660
Common Stock
- 15,179(indirect: By IRA)
Common Stock
- 0
2019 Performance Based Restricted Stock (3-year performance)
[F1][F2]→ Common Stock (1,303 underlying) - 0
2020 Performance Based Restricted Stock (3-year performance)
[F1][F3]→ Common Stock (1,404 underlying) - 0
2021 Director Restricted Stock Units
[F1][F4]→ Common Stock (1,200 underlying) - 0
2021 Performance Based Restricted Stock (3-year performance)
[F1][F5]→ Common Stock (1,561 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F2]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F3]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- [F4]These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
- [F5]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
Signature
/s/Barry H. Orr|2022-03-03