McKeag Bryan 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 8, 2022

Form 4

Period: 2022-03-06

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2022-03-06$48.64/sh+749$36,431→ 11,461 total
Exercise/Conversion
2019 Time-Based Restricted Stock
2022-03-06$48.64/sh−749$36,431→ 749 total
→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2022-03-06$48.64/sh+1,199$58,319→ 12,660 total
Exercise/Conversion
2020 Time-Based Restricted Stock
2022-03-06$48.64/sh−1,199$58,319→ 1,199 total
→ Common Stock (0 underlying)

Holdings

Common Stock
(indirect: By Trust)
18,818
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (3,597 underlying)
0
2021 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (2,786 underlying)
2,786
2019 Time-Based Restricted Stock
→ Common Stock (749 underlying)
0
2020 Time-Based Restricted Stock
→ Common Stock (2,398 underlying)
0
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying)
0
Common Stock
10,712

Footnotes (8)

[F1]These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
[F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F3]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
[F4]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
[F5]These restricted stock units vest on 3-6-2023 if certain performance measures are achieved by the Issuer.
[F6]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023
[F7]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
[F8]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.

Documents

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