McKeag Bryan 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 22, 2022

Form 4

Period: 2022-03-21

Chief Financial Officer

Transactions

Exercise/Conversion
2021 Time-Based Restricted Stock
2022-03-21$50.33/sh−961$48,367→ 961 total
→ Common Stock (1,954 underlying)
Exercise/Conversion
Common Stock
2022-03-21$50.33/sh+961$48,367→ 13,621 total

Holdings

Common Stock
(indirect: By Trust)
18,818
Common Stock
12,660
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (3,597 underlying)
0
2020 Time-Based Restricted Stock
→ Common Stock (1,199 underlying)
0
2022 Performance Based Restricted Stock (3-year performance)
→ Common Stock (4,574 underlying)
0
2022 Time-Based Restricted Stock
→ Common Stock (3,050 underlying)
0
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (4,372 underlying)
0
2021 Time-Based Restricted Stock
→ Common Stock (2,915 underlying)
0

Footnotes (8)

[F1]These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
[F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F3]These restricted stock units vest on 3-6-2023 if certain performance measures are achieved by the Issuer.
[F4]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023
[F5]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
[F6]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
[F7]These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
[F8]Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.

Documents

1 file