Home/Filings/4/0000920112-22-000339
4//SEC Filing

Karrels Kevin C 4

Accession 0000920112-22-000339

CIK 0000920112other

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 7:09 PM ET

Size

14.1 KB

Accession

0000920112-22-000339

Insider Transaction Report

Form 4
Period: 2022-12-01
Karrels Kevin C
EVP, Head of Consumer, Retail
Transactions
  • Award

    Non-Qualified Stock Option (Right To Buy)

    2022-12-01+5,1615,161 total
    Exercise: $48.79Exp: 2032-12-01Common Stock (5,161 underlying)
Holdings
  • Common Stock

    1,809
  • 2020 Time-Based Restricted Stock

    Common Stock (374 underlying)
    374
  • 2022 Performance Based Restricted Stock (3-year performance)

    Common Stock (1,340 underlying)
    1,340
  • 2022 Time-Based Restricted Stock

    Common Stock (893 underlying)
    893
  • 2021 Time-Based Restricted Stock

    Common Stock (614 underlying)
    614
  • 2020 Performance Based Restricted Stock (3-year performance)

    Common Stock (1,124 underlying)
    1,124
  • 2021 Performance Based Restricted Stock (3-year performance)

    Common Stock (1,374 underlying)
    1,374
Footnotes (8)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F2]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
  • [F3]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
  • [F4]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
  • [F5]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
  • [F6]These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
  • [F7]Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
  • [F8]The options shall vest 25% on each of the first four anniversaries of the grant date of the award

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

Entity typeother

Related Parties

1
  • filerCIK 0001939444

Filing Metadata

Form type
4
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 7:09 PM ET
Size
14.1 KB