CENVEO, INC 4
4 · CENVEO, INC · Filed Nov 17, 2016
Insider Transaction Report
Form 4
CENVEO, INCCVO
BURTON ROBERT G SR
DirectorChairman and CEO
Transactions
- Purchase
Common Stock
2016-06-10$12.00/sh+37,491$449,892→ 37,491 totalExercise: $12.00From: 2016-06-10Exp: 2024-06-10→ Common Stock (37,491 underlying) - Purchase
Common Stock
2016-11-16$6.89/sh+15,975$110,068→ 310,211 total
Holdings
- 312,500(indirect: see footnote)
Common Stock
Footnotes (5)
- [F1]Includes 86,821 shares purchased under Issuer's Employee Stock Purchase Plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $6.95, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F3]Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.
- [F4]Reflects the one-for-eight reverse stock split effected on July 13, 2016.
- [F5]Consists of 299,922 warrants to purchase 37,491 shares of common stock at $12.00 per share. Such warrants were issued in Cenveo, Inc.'s exchange offer for all of its 11.5% senior notes due 2017, in which Mr. Burton received such Warrants and $2,837,100 of Cenveo, Inc.'s new 6% senior notes due 2024 in exchange for $4,053,000 of such 11.5% notes.