TUCKER ALLEN 4
4 · UNITY BANCORP INC /NJ/ · Filed Mar 13, 2018
Insider Transaction Report
Form 4
TUCKER ALLEN
DirectorOther
Transactions
- Exercise/Conversion
Stock Options
2018-03-09$3.46/sh−8,800$30,448→ 9,200 totalExercise: $3.46From: 2009-12-18Exp: 2018-12-18→ Common Stock (8,800 underlying) - Exercise/Conversion
Common Stock
2018-03-09$3.46/sh+8,800$30,448→ 356,708 total
Holdings
- 63,497(indirect: By Spouse)
Common Stock
- 3,943
Restricted Stock
Footnotes (6)
- [F1]240,888 shares are held in a brokerage account; 115,820 shares are held in an account at Computershare for a total of 356,708.
- [F2]12,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497.
- [F3]3,490 restricted stock shares are held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvestment shares for a total of 3,943.
- [F4]Mr. Tucker exercised 8,800 stock options at $3.46 per share.
- [F5]8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.
- [F6]9,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.