TUCKER ALLEN 4
4 · UNITY BANCORP INC /NJ/ · Filed Dec 26, 2018
Insider Transaction Report
Form 4
TUCKER ALLEN
DirectorOther
Transactions
- Award
Stock Options
2018-12-21$18.25/sh+3,000$54,750→ 12,200 totalExercise: $18.25From: 2019-12-21Exp: 2028-12-21→ Common Stock (3,000 underlying)
Holdings
- 3,978
Restricted Stock
- 356,707
Common Stock
- 63,497(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]3,490 shares are held in an account at Computershare, which have upcoming vesting dates. 488 shares are dividend reinvested shares for a total of 3,978.
- [F2]326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare for a total of 356,707.
- [F3]2,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 58,065 are held in a brokerage account for a total of 63,497.
- [F4]3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.
- [F5]12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.