DALLAS ROBERT H II 4
4 · UNITY BANCORP INC /NJ/ · Filed Dec 26, 2018
Insider Transaction Report
Form 4
DALLAS ROBERT H II
Director10% Owner
Transactions
- Award
Stock Options
2018-12-21$18.25/sh+3,000$54,750→ 8,667 totalExercise: $18.25From: 2019-12-21Exp: 2028-12-21→ Common Stock (3,000 underlying)
Holdings
- 3,673
Restricted Stock
- 14,983
Common Stock
- 1,708,445(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]3,190 shares are held in an account at Computershare, which have upcoming vesting dates. 483 shares are dividend reinvested shares for a total of 3,673.
- [F2]14,983 shares are held in Mr. Dallas' name in an account at Shareworks.
- [F3]173,135 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
- [F4]3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.
- [F5]A total of 8,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.