TUCKER ALLEN 4
4 · UNITY BANCORP INC /NJ/ · Filed Jan 4, 2019
Insider Transaction Report
Form 4
TUCKER ALLEN
DirectorOther
Transactions
- Award
Restricted Stock
2019-01-02$20.76/sh+900$18,684→ 3,657 total
Holdings
- 12,200
Stock Options
→ Common Stock - 357,942
Common Stock
- 63,497(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.
- [F2]3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657.
- [F3]326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare, and 1,235 shares are held in an account at Shareworks for a total of 357,942.
- [F4]2,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 58,065 are held in a brokerage account for a total of 63,497.
- [F5]12,200 stock options were granted under various dates and vesting periods of which 5,067 are currently exercisable.