DALLAS ROBERT H II 4
4 · UNITY BANCORP INC /NJ/ · Filed Jan 10, 2019
Insider Transaction Report
Form 4
DALLAS ROBERT H II
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2019-01-08$10.97/sh+1,467$16,093→ 18,585 total - Exercise/Conversion
Common Stock
2019-01-08$15.70/sh+500$7,850→ 18,585 total - Exercise/Conversion
Stock Options
2019-01-08$15.70/sh−500$7,850→ 6,700 totalExercise: $15.70From: 2018-01-03Exp: 2027-01-03→ Common Stock (500 underlying) - Exercise/Conversion
Stock Options
2019-01-08$10.97/sh−1,467$16,093→ 6,700 totalExercise: $10.97From: 2017-01-05Exp: 2026-01-05→ Common Stock (1,467 underlying)
Holdings
- 1,709,074(indirect: By LLC)
Common Stock
- 2,849
Restricted Stock
Footnotes (5)
- [F1]2,353 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 496 shares are dividend reinvested shares for a total of 2,849.
- [F2]18,585 shares are held in Mr. Dallas' name in an account at Shareworks.
- [F3]173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
- [F4]Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.
- [F5]A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.