Home/Filings/4/0000921557-06-000089
4//SEC Filing

VEST DAVID 4

Accession 0000921557-06-000089

CIK 0000921557other

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 4:09 PM ET

Size

23.2 KB

Accession

0000921557-06-000089

Insider Transaction Report

Form 4
Period: 2006-12-08
VEST DAVID
Executive Vice President
Transactions
  • Award

    Employee Stock Option (right to buy)

    2006-12-08+2,5002,500 total
    Exercise: $25.06From: 2011-12-08Exp: 2012-12-07Class A Common Stock (2,500 underlying)
Holdings
  • Class A Common Stock

    (indirect: By son)
    809
  • Employee Stock Option (right to buy)

    Exercise: $21.75From: 2009-05-16Exp: 2010-05-15Class A Common Stock (4,200 underlying)
    4,200
  • Employee Stock Option (right to buy)

    Exercise: $5.08From: 2006-12-28Exp: 2007-12-27Class A Common Stock (13,891 underlying)
    13,891
  • Class A Common Stock

    56,574
  • Employee Stock Option (right to buy)

    Exercise: $9.16From: 2007-04-11Exp: 2008-04-10Class A Common Stock (11,576 underlying)
    11,576
  • Class A Common Stock

    (indirect: By 401(k))
    9,346
  • Class A Common Stock

    (indirect: By ESOP)
    2,503.382
  • Class B Common Stock

    (indirect: By 401(k))
    Class A Common Stock (1,984 underlying)
    1,984
  • Class B Common Stock

    (indirect: By son)
    Class A Common Stock (161 underlying)
    161
Footnotes (8)
  • [F1]On January 20, 2006, the Issuer declared a stock dividend, payable to all holders of record of Class A and Class B Common Stock on March 24, 2006, of .05 shares of Class A and Class B Common Stock, respectively, for each share of Class A and Class B Common Stock outstanding.
  • [F2]Includes 355.7292 shares of Class A Common Stock allocated to the reporting person under the ESOP, based on information provided by the plan administrator.
  • [F3]This option was previously reported as an option for 13,230 shares of common stock at an exercise price of $5.33 per share, but was adjusted to reflect the stock dividend declared by Issuer on January 20, 2006. As a result of the stock dividend, pursuant to the anti-dilution provisions of Issuer's employee stock option plan, the option entitles the reporting person to receive, upon exercise, a total of 13,891 shares of Class A Common Stock at an exercise price of $5.08 per share.
  • [F4]This option was previously reported as an option for 11,025 shares of common stock at an exercise price of $9.62 per share, but was adjusted to reflect the stock dividend declared by Issuer on January 20, 2006. As a result of the stock dividend, pursuant to the anti-dilution provisions of Issuer's employee stock option plan, the option entitles the reporting person to receive, upon exercise, a total of 11,576 shares of Class A Common Stock at an exercise price of $9.16 per share.
  • [F5]This option was previously reported as an option for 4,000 shares of common stock at an exercise price of $22.84 per share, but was adjusted to reflect the stock dividend declared by Issuer on January 20, 2006. As a result of the stock dividend, pursuant to the anti-dilution provisions of Issuer's employee stock option plan, the option entitles the reporting person to receive, upon exercise, a total of 4,200 shares of Class A Common Stock at an exercise price of $21.75 per share.
  • [F6]Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
  • [F7]Immediate.
  • [F8]None.

Issuer

REPUBLIC BANCORP INC /KY/

CIK 0000921557

Entity typeother

Related Parties

1
  • filerCIK 0001274579

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 4:09 PM ET
Size
23.2 KB