COLE KENNETH D 4

4 · COLE KENNETH PRODUCTIONS INC · Filed Sep 28, 2012

Form 4

Period: 2012-09-25

DirectorChairman

Transactions

Disposition to Issuer
Option to Buy
2012-09-25−250,000→ 0 total
Exercise: $32.09Exp: 2014-08-04→ Class A Common Stock (250,000 underlying)
Disposition to Issuer
Option to Buy
2012-09-25−300,000→ 0 total
Exercise: $14.84Exp: 2018-05-29→ Class A Common Stock (300,000 underlying)
Disposition to Issuer
Class B Convertible Common Stock
2012-09-25−6,424,792→ 0 total
Exercise: $0.00→ Class A Common Stock (6,424,792 underlying)
Disposition to Issuer
Option to Buy
2012-09-25−196,426→ 0 total
Exercise: $5.36From: 2009-03-11Exp: 2019-03-11→ Class A Common Stock (196,426 underlying)
Disposition to Issuer
Class A Common Stock
2012-09-25−353,653→ 0 total
Disposition to Issuer
Class B Convertible Common Stock
2012-09-25−187,500→ 0 total(indirect: By Partnership)
Exercise: $0.00→ Class A Common Stock (187,500 underlying)
Disposition to Issuer
Option to Buy
2012-09-25−100,000→ 0 total
Exercise: $22.75Exp: 2013-02-27→ Class A Common Stock (100,000 underlying)
Disposition to Issuer
Option to Buy
2012-09-25−150,000→ 0 total
Exercise: $23.85Exp: 2013-02-05→ Class A Common Stock (150,000 underlying)
Disposition to Issuer
Option to Buy
2012-09-25−150,000→ 0 total
Exercise: $11.80Exp: 2020-05-27→ Class A Common Shares (150,000 underlying)

Footnotes (10)

[F1]There is no fixed exercise date for the Class B Convertible Stock.
[F10]Shares cancelled pursuant to the Merger Agreement, by and between issuer, Kenneth Cole Productions, Inc., and KCP Holdco, Inc.
[F2]There is no fixed expiration date for Class B Convertible Stock.
[F3]The Reporting Person may be deemed to beneficially own 187,500 shares of Class B Convertible Stock held by KMC Partners L.P., of which KMC Partners LLC is the general partner, of which the Reporting Person is the managing member. These shares cancelled pursuant to the Merger Agreement, by and between issuer, Kenneth Cole Productions, Inc., and KCP Holdco, Inc.
[F4]The options vested in annual installments beginning February 27, 2004.
[F5]The options vested in annual installments beginning February 5, 2004.
[F6]The options vested in annual installments beginning August 2, 2005.
[F7]The options vested in annual installments beginning May 29, 2009.
[F8]The options were to vest in annual installments beginning May 27, 2011.
[F9]Disposed of pursuant to the Merger Agreement, by and between issuer, Kenneth Cole Productions, Inc., and KCP Holdco, Inc. All options, whether unvested or vested, were cancelled as of September 25, 2012, the closing date of the merger.

Documents

1 file