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4//SEC Filing

RUBENSTEIN BARRY 4

Accession 0000921895-11-001002

CIK 0000922521other
View on SEC.govCompany Profile

Filed

May 9, 8:00 PM ET

Accepted

May 10, 7:53 PM ET

Size

9.8 KB

Accession

0000921895-11-001002

Insider Transaction Report

Form 4
Period: 2011-05-09
FALCONSTOR SOFTWARE INCFALC
RUBENSTEIN BARRY
Director
Transactions
  • Award

    Common Stock

    2011-05-09+10,000→ 951,000 total
Holdings

  • Common Stock

    (indirect: By Woodland Partners)
    957,257

  • Common Stock

    (indirect: By Brookwood Partners, L.P.)
    187,900

  • Common Stock

    (indirect: By Woodland Venture Fund)
    436,800

  • Common Stock

    (indirect: By Seneca Ventures)
    131,323

  • Common Stock

    (indirect: By Spouse)
    1,258
Footnotes (6)
  • [F1]Represents shares of Restricted Stock granted under the FalconStor Software 2010 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on the date of each of the Company's next two annual meetings of stockholders. The restrictions will lapse as to the remaining 34% of the shares on the date of the Company's 2014 annual meeting of stockholders.
  • [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
  • [F3]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F6]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

FALCONSTOR SOFTWARE INC

CIK 0000922521

→
Entity typeother

Related Parties

1
  • filerCIK 0001022123

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 7:53 PM ET
Size
9.8 KB
View on SEC.gov