Home/Filings/4/0000921895-11-001159
4//SEC Filing

Oswald John P. 4

Accession 0000921895-11-001159

CIK 0001294649other

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 8:10 PM ET

Size

14.3 KB

Accession

0000921895-11-001159

Insider Transaction Report

Form 4
Period: 2011-05-03
Transactions
  • Sale

    Common Stock

    2011-06-01$2.60/sh44,641$116,06712,669 total
  • Sale

    Common Stock

    2011-06-01$2.60/sh38,137$99,15610,822 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2011-05-03$1.99/sh+25,000$49,75032,310 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2011-05-0325,0000 total
    Exercise: $1.99Exp: 2014-01-01Common Stock (25,000 underlying)
Footnotes (4)
  • [F1]These shares were sold to the Issuer through a tender offer by the Issuer for up to 7,500,000 shares of its common stock at $2.60 per share.
  • [F2]Mr. Oswald is the Director of Capital Trust Investments Limited and may be deemed to be the beneficial owner of the shares held by Capital Trust Investments Limited. Mr. Oswald disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F3]1/4 of the options vested on each of March 31, 2009, June 30, 2009, September 30, 2009 and December 31, 2009.
  • [F4]1/4 of the options vested on each of March 31, 2010, June 30, 2010, September 30, 2010 and December 31, 2010.

Issuer

GlobalOptions Group, Inc.

CIK 0001294649

Entity typeother

Related Parties

1
  • filerCIK 0001426358

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 8:10 PM ET
Size
14.3 KB