4//SEC Filing
UNITED CAPITAL CORP /DE/ 4
Accession 0000921895-11-001501
CIK 0000065358operating
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 6:57 PM ET
Size
13.0 KB
Accession
0000921895-11-001501
Insider Transaction Report
Form 4
UNITED CAPITAL CORP /DE/("AFP")
PENNER ARNOLD S
Director
Transactions
- Exercise/Conversion
Common Stock
2011-07-25$12.20/sh+20,000$244,000→ 40,000 total - Exercise/Conversion
tock Option (right to buy)
2011-07-25−20,000→ 0 totalExercise: $21.80Exp: 2013-06-10→ Common Stock (20,000 underlying) - Sale
Common Stock
2011-07-25$30.00/sh−60,000$1,800,000→ 0 total - Exercise/Conversion
Common Stock
2011-07-25$21.80/sh+20,000$436,000→ 60,000 total - Exercise/Conversion
Stock Option (right to buy)
2011-07-25−20,000→ 0 totalExercise: $12.20Exp: 2012-06-11→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
- [F2]The options vested in three equal annual installments beginning on June 11, 2003.
- [F3]The options vested in three equal annual installments beginning on June 10, 2004.
- [F4]These shares were sold to the Issuer through a tender offer by the Issuer for up to 3,600,000 shares of its common stock at $30.00 per share.
Documents
Issuer
UNITED CAPITAL CORP /DE/
CIK 0000065358
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000065358
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 6:57 PM ET
- Size
- 13.0 KB