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O'Driscoll Conor 5

Accession 0000921895-13-000880

CIK 0000855612other
View on SEC.govCompany Profile

Filed

Apr 25, 8:00 PM ET

Accepted

Apr 26, 8:50 PM ET

Size

46.5 KB

Accession

0000921895-13-000880

Insider Transaction Report

Form 5
Period: 2012-12-31
ZIX CORPZIXI
Rockall Emerging Markets Master Fund Ltd
10% OwnerOther
Transactions
  • Sale

    Common Stock

    2011-07-05$4.08/sh−8,309$33,901→ 3,873,837 total
  • Sale

    Common Stock

    2011-05-03$3.05/sh−10,000$30,500→ 539,490 total
  • Purchase

    Common Stock

    2011-06-30$3.84/sh+30,000$115,080→ 3,872,146 total
  • Sale

    Common Stock

    2011-08-09$3.14/sh−120,000$376,860→ 629,870 total
  • Sale

    Common Stock

    2011-10-14$2.87/sh−30,300$86,961→ 349,190 total
  • Purchase

    Common Stock

    2011-04-18$3.50/sh+10,000$35,000→ 3,842,146 total
  • Purchase

    Common Stock

    2011-07-01$3.84/sh+10,000$38,360→ 3,882,146 total
  • Purchase

    Common Stock

    2011-09-16$3.23/sh+13,000$42,055→ 3,849,288 total
  • Sale

    Common Stock

    2011-09-28$3.12/sh−20,000$62,400→ 627,870 total
  • Sale

    Common Stock

    2011-10-13$2.81/sh−20,000$56,200→ 379,490 total
  • Purchase

    Common Stock

    2011-08-08$3.30/sh+1,000$3,300→ 749,870 total
  • Sale

    Common Stock

    2012-06-28$2.46/sh−774$1,904→ 1,560,446 total
  • Purchase

    Common Stock

    2011-08-19$2.97/sh+30,000$89,100→ 1,501,320 total
  • Purchase

    Common Stock

    2011-08-26$3.19/sh+10,000$31,900→ 1,511,320 total
  • Purchase

    Common Stock

    2011-09-20$3.19/sh+185,000$589,743→ 4,034,288 total
  • Sale

    Common Stock

    2011-10-11$2.78/sh−50,000$138,765→ 469,490 total
  • Sale

    Common Stock

    2011-10-12$2.83/sh−70,000$198,310→ 399,490 total
  • Sale

    Common Stock

    2011-07-06$4.13/sh−100,000$413,100→ 3,773,837 total
Holdings

  • Common Stock

    6,660,176

  • Common Stock

    6,661,826

  • Common Stock

    6,575,268

  • Common Stock

    8,250,948
Meldrum Asset Management, LLC
10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2011-07-01$3.84/sh+10,000$38,360→ 3,882,146 total
  • Sale

    Common Stock

    2011-07-05$4.08/sh−8,309$33,901→ 3,873,837 total
  • Purchase

    Common Stock

    2011-08-26$3.19/sh+10,000$31,900→ 1,511,320 total
  • Purchase

    Common Stock

    2011-09-20$3.19/sh+185,000$589,743→ 4,034,288 total
  • Sale

    Common Stock

    2011-10-13$2.81/sh−20,000$56,200→ 379,490 total
  • Sale

    Common Stock

    2012-06-28$2.46/sh−774$1,904→ 1,560,446 total
  • Sale

    Common Stock

    2011-05-03$3.05/sh−10,000$30,500→ 539,490 total
  • Purchase

    Common Stock

    2011-08-19$2.97/sh+30,000$89,100→ 1,501,320 total
  • Sale

    Common Stock

    2011-10-12$2.83/sh−70,000$198,310→ 399,490 total
  • Sale

    Common Stock

    2011-08-09$3.14/sh−120,000$376,860→ 629,870 total
  • Purchase

    Common Stock

    2011-09-16$3.23/sh+13,000$42,055→ 3,849,288 total
  • Sale

    Common Stock

    2011-09-28$3.12/sh−20,000$62,400→ 627,870 total
  • Sale

    Common Stock

    2011-10-11$2.78/sh−50,000$138,765→ 469,490 total
  • Purchase

    Common Stock

    2011-04-18$3.50/sh+10,000$35,000→ 3,842,146 total
  • Purchase

    Common Stock

    2011-06-30$3.84/sh+30,000$115,080→ 3,872,146 total
  • Purchase

    Common Stock

    2011-08-08$3.30/sh+1,000$3,300→ 749,870 total
  • Sale

    Common Stock

    2011-07-06$4.13/sh−100,000$413,100→ 3,773,837 total
  • Sale

    Common Stock

    2011-10-14$2.87/sh−30,300$86,961→ 349,190 total
Holdings

  • Common Stock

    6,575,268

  • Common Stock

    6,661,826

  • Common Stock

    8,250,948

  • Common Stock

    6,660,176
Dobrich Fulvio
10% OwnerOther
Transactions
  • Sale

    Common Stock

    2011-07-06$4.13/sh−100,000$413,100→ 3,773,837 total
  • Purchase

    Common Stock

    2011-08-08$3.30/sh+1,000$3,300→ 749,870 total
  • Purchase

    Common Stock

    2011-08-19$2.97/sh+30,000$89,100→ 1,501,320 total
  • Purchase

    Common Stock

    2011-09-20$3.19/sh+185,000$589,743→ 4,034,288 total
  • Sale

    Common Stock

    2011-10-11$2.78/sh−50,000$138,765→ 469,490 total
  • Sale

    Common Stock

    2011-10-13$2.81/sh−20,000$56,200→ 379,490 total
  • Sale

    Common Stock

    2012-06-28$2.46/sh−774$1,904→ 1,560,446 total
  • Purchase

    Common Stock

    2011-07-01$3.84/sh+10,000$38,360→ 3,882,146 total
  • Purchase

    Common Stock

    2011-08-26$3.19/sh+10,000$31,900→ 1,511,320 total
  • Purchase

    Common Stock

    2011-06-30$3.84/sh+30,000$115,080→ 3,872,146 total
  • Sale

    Common Stock

    2011-07-05$4.08/sh−8,309$33,901→ 3,873,837 total
  • Purchase

    Common Stock

    2011-09-16$3.23/sh+13,000$42,055→ 3,849,288 total
  • Sale

    Common Stock

    2011-09-28$3.12/sh−20,000$62,400→ 627,870 total
  • Sale

    Common Stock

    2011-10-12$2.83/sh−70,000$198,310→ 399,490 total
  • Sale

    Common Stock

    2011-10-14$2.87/sh−30,300$86,961→ 349,190 total
  • Sale

    Common Stock

    2011-05-03$3.05/sh−10,000$30,500→ 539,490 total
  • Purchase

    Common Stock

    2011-04-18$3.50/sh+10,000$35,000→ 3,842,146 total
  • Sale

    Common Stock

    2011-08-09$3.14/sh−120,000$376,860→ 629,870 total
Holdings

  • Common Stock

    6,660,176

  • Common Stock

    8,250,948

  • Common Stock

    6,575,268

  • Common Stock

    6,661,826
Egan Con
10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2011-06-30$3.84/sh+30,000$115,080→ 3,872,146 total
  • Sale

    Common Stock

    2011-07-06$4.13/sh−100,000$413,100→ 3,773,837 total
  • Sale

    Common Stock

    2011-08-09$3.14/sh−120,000$376,860→ 629,870 total
  • Purchase

    Common Stock

    2011-08-26$3.19/sh+10,000$31,900→ 1,511,320 total
  • Sale

    Common Stock

    2011-05-03$3.05/sh−10,000$30,500→ 539,490 total
  • Purchase

    Common Stock

    2011-09-16$3.23/sh+13,000$42,055→ 3,849,288 total
  • Sale

    Common Stock

    2011-10-12$2.83/sh−70,000$198,310→ 399,490 total
  • Sale

    Common Stock

    2012-06-28$2.46/sh−774$1,904→ 1,560,446 total
  • Purchase

    Common Stock

    2011-08-08$3.30/sh+1,000$3,300→ 749,870 total
  • Purchase

    Common Stock

    2011-09-20$3.19/sh+185,000$589,743→ 4,034,288 total
  • Purchase

    Common Stock

    2011-04-18$3.50/sh+10,000$35,000→ 3,842,146 total
  • Purchase

    Common Stock

    2011-07-01$3.84/sh+10,000$38,360→ 3,882,146 total
  • Sale

    Common Stock

    2011-07-05$4.08/sh−8,309$33,901→ 3,873,837 total
  • Purchase

    Common Stock

    2011-08-19$2.97/sh+30,000$89,100→ 1,501,320 total
  • Sale

    Common Stock

    2011-10-11$2.78/sh−50,000$138,765→ 469,490 total
  • Sale

    Common Stock

    2011-09-28$3.12/sh−20,000$62,400→ 627,870 total
  • Sale

    Common Stock

    2011-10-13$2.81/sh−20,000$56,200→ 379,490 total
  • Sale

    Common Stock

    2011-10-14$2.87/sh−30,300$86,961→ 349,190 total
Holdings

  • Common Stock

    8,250,948

  • Common Stock

    6,660,176

  • Common Stock

    6,575,268

  • Common Stock

    6,661,826
O'Driscoll Conor
10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2011-06-30$3.84/sh+30,000$115,080→ 3,872,146 total
  • Purchase

    Common Stock

    2011-08-19$2.97/sh+30,000$89,100→ 1,501,320 total
  • Purchase

    Common Stock

    2011-08-26$3.19/sh+10,000$31,900→ 1,511,320 total
  • Purchase

    Common Stock

    2011-09-20$3.19/sh+185,000$589,743→ 4,034,288 total
  • Sale

    Common Stock

    2011-07-05$4.08/sh−8,309$33,901→ 3,873,837 total
  • Purchase

    Common Stock

    2011-08-08$3.30/sh+1,000$3,300→ 749,870 total
  • Purchase

    Common Stock

    2011-09-16$3.23/sh+13,000$42,055→ 3,849,288 total
  • Sale

    Common Stock

    2012-06-28$2.46/sh−774$1,904→ 1,560,446 total
  • Purchase

    Common Stock

    2011-04-18$3.50/sh+10,000$35,000→ 3,842,146 total
  • Sale

    Common Stock

    2011-05-03$3.05/sh−10,000$30,500→ 539,490 total
  • Purchase

    Common Stock

    2011-07-01$3.84/sh+10,000$38,360→ 3,882,146 total
  • Sale

    Common Stock

    2011-07-06$4.13/sh−100,000$413,100→ 3,773,837 total
  • Sale

    Common Stock

    2011-08-09$3.14/sh−120,000$376,860→ 629,870 total
  • Sale

    Common Stock

    2011-09-28$3.12/sh−20,000$62,400→ 627,870 total
  • Sale

    Common Stock

    2011-10-12$2.83/sh−70,000$198,310→ 399,490 total
  • Sale

    Common Stock

    2011-10-13$2.81/sh−20,000$56,200→ 379,490 total
  • Sale

    Common Stock

    2011-10-11$2.78/sh−50,000$138,765→ 469,490 total
  • Sale

    Common Stock

    2011-10-14$2.87/sh−30,300$86,961→ 349,190 total
Holdings

  • Common Stock

    6,660,176

  • Common Stock

    6,661,826

  • Common Stock

    6,575,268

  • Common Stock

    8,250,948
Footnotes (13)
  • [F1]This Form 4 is being jointly filed by Rockall Emerging Markets Master Fund Limited (the "Fund"), Meldrum Asset Management, LLC ("Meldrum"), and Messrs. Fulvio Dobrich, Con Egan and Conor O'Driscoll (together with the Fund and Meldrum, each a "Reporting Person"). Each Reporting Person was formerly a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  • [F10]On June 30, 2011, the Fund purchased 30,000 shares of Common Stock and may be deemed the holders of more than 10% of the shares of Common Stock outstanding as a result of this purchase.
  • [F11]On August 2, 2011, as a result of a change in the Issuer's outstanding shares as reported in its Quarterly Report on Form 10-Q, the Reporting Persons were deemed the beneficial owners of more than 10% of the shares of Common Stock outstanding.
  • [F12]On May 4, 2012,as a result of a change in the Issuer's outstanding shares as reported in its Quarterly Report on Form 10-Q, the Reporting Persons were deemed the beneficial owners of more than 10% of the shares of Common Stock outstanding.
  • [F13]Represents the shares of Common Stock owned in the aggregate by all Reporting Persons.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.1943. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 to this Form 4.
  • [F3]The securities reported herein are directly owned by the Fund and are indirectly owned by Meldrum as the Fund's investment manager, and by Messrs. Dobrich, Egan and O'Driscoll by virtue of their positions as managers of Meldrum.
  • [F4]Shares directly owned by Mr. Egan.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.41. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 to this Form 4.
  • [F6]Shares directly owned by Mr. Dobrich.
  • [F7]Shares directly owned by Mr. O'Driscoll.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.776. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 8 to this Form 4.
  • [F9]On April 18, 2011, the Fund purchased 10,000 shares of Common Stock and may be deemed the holders of more than 10% of the shares of Common Stock outstanding as a result of this purchase.

Documents

1 file

Issuer

ZIX CORP

CIK 0000855612

→
Entity typeother

Related Parties

1
  • filerCIK 0001436170

Filing Metadata

Form type
5
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 8:50 PM ET
Size
46.5 KB
View on SEC.gov