RUBENSTEIN BARRY 4
4 · FALCONSTOR SOFTWARE INC · Filed May 13, 2013
Insider Transaction Report
Form 4
RUBENSTEIN BARRY
Director
Transactions
- Award
Common Stock
2013-05-09+10,000→ 971,000 total
Holdings
- 187,900(indirect: By Brookwood Partners, L.P.)
Common Stock
- 1,258(indirect: By Spouse)
Common Stock
- 436,800(indirect: By Woodland Venture Fund)
Common Stock
- 957,257(indirect: By Woodland Partners)
Common Stock
- 131,323(indirect: By Seneca Ventures)
Common Stock
Footnotes (6)
- [F1]Represents shares of Restricted Stock granted under the FalconStor Software 2013 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on the date of each of the Company's next two annual meetings of stockholders. The restrictions will lapse as to the remaining 34% of the shares on the date of the Company's 2016 annual meeting of stockholders.
- [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
- [F3]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.