4/A//SEC Filing
FORWARD INDUSTRIES INC 4/A
Accession 0000921895-13-002456
$FWDICIK 0000038264operating
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 6:03 PM ET
Size
14.0 KB
Accession
0000921895-13-002456
Insider Transaction Report
Form 4/AAmended
Johnson Frank L
10% Owner
Transactions
- Award
Forward Industries Restricted Common Stock
2013-12-11$1.59/sh+15,000$23,850→ 542,848 total(indirect: By LaGrange Capital Partners, L.P. and LaGrange Capital Partners Offshore Fund, Ltd.)
Transactions
- Award
Forward Industries Restricted Common Stock
2013-12-11$1.59/sh+15,000$23,850→ 542,848 total(indirect: By LaGrange Capital Partners, L.P. and LaGrange Capital Partners Offshore Fund, Ltd.)
Transactions
- Award
Forward Industries Restricted Common Stock
2013-12-11$1.59/sh+15,000$23,850→ 542,848 total(indirect: By LaGrange Capital Partners, L.P. and LaGrange Capital Partners Offshore Fund, Ltd.)
LaGrange Capital Management, LLC
10% Owner
Transactions
- Award
Forward Industries Restricted Common Stock
2013-12-11$1.59/sh+15,000$23,850→ 542,848 total(indirect: By LaGrange Capital Partners, L.P. and LaGrange Capital Partners Offshore Fund, Ltd.)
LaGrange Capital Partners LP
10% Owner
Transactions
- Award
Forward Industries Restricted Common Stock
2013-12-11$1.59/sh+15,000$23,850→ 542,848 total(indirect: By LaGrange Capital Partners, L.P. and LaGrange Capital Partners Offshore Fund, Ltd.)
Footnotes (3)
- [F1]This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Schedule 13(d) group with respect to the securities of the Issuer that beneficially owns approximately 6.7% of the Issuer's oustanding shares of common stock. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
- [F2]Shares beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned beneficially by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners. In addition, as the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund.
- [F3]On December 11, 2013, Frank L. Johnson was granted 15,000 shares of restricted common stock that vest on the anniversary of the date of grant.
Documents
Issuer
FORWARD INDUSTRIES INC
CIK 0000038264
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000038264
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 6:03 PM ET
- Size
- 14.0 KB