4//SEC Filing
FORWARD INDUSTRIES INC 4
Accession 0000921895-14-000410
$FWDICIK 0000038264operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 6:07 PM ET
Size
22.8 KB
Accession
0000921895-14-000410
Insider Transaction Report
Form 4
Johnson Frank L
10% Owner
Transactions
- Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−241,274$410,214→ 33,137 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−26,808$45,579→ 67,562 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−33,137$56,369→ 0 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-20$1.66/sh−71,975$119,558→ 48,303 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-21$1.60/sh−48,303$77,212→ 0 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−67,562$114,930→ 0 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.)
LaGrange Capital Partners LP
10% Owner
Transactions
- Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−241,274$410,214→ 33,137 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−26,808$45,579→ 67,562 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−33,137$56,369→ 0 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−67,562$114,930→ 0 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.66/sh−71,975$119,558→ 48,303 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-21$1.60/sh−48,303$77,212→ 0 total(indirect: By LaGrange Capital Administration, L.L.C.)
Transactions
- Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−67,562$114,930→ 0 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−241,274$410,214→ 33,137 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−26,808$45,579→ 67,562 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−33,137$56,369→ 0 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-20$1.66/sh−71,975$119,558→ 48,303 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-21$1.60/sh−48,303$77,212→ 0 total(indirect: By LaGrange Capital Administration, L.L.C.)
Transactions
- Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−26,808$45,579→ 67,562 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−67,562$114,930→ 0 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.66/sh−71,975$119,558→ 48,303 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-21$1.60/sh−48,303$77,212→ 0 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−241,274$410,214→ 33,137 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−33,137$56,369→ 0 total(indirect: By LaGrange Capital Partners, L.P.)
LaGrange Capital Management, LLC
10% Owner
Transactions
- Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−241,274$410,214→ 33,137 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-19$1.70/sh−26,808$45,579→ 67,562 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−33,137$56,369→ 0 total(indirect: By LaGrange Capital Partners, L.P.) - Sale
Forward Industries Common Stock
2014-02-20$1.70/sh−67,562$114,930→ 0 total(indirect: By LaGrange Capital Partners Offshore Fund, Ltd.) - Sale
Forward Industries Common Stock
2014-02-20$1.66/sh−71,975$119,558→ 48,303 total(indirect: By LaGrange Capital Administration, L.L.C.) - Sale
Forward Industries Common Stock
2014-02-21$1.60/sh−48,303$77,212→ 0 total(indirect: By LaGrange Capital Administration, L.L.C.)
Footnotes (4)
- [F1]This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Schedule 13(d) group with respect to the securities of the Issuer that no longer beneficially own any of the Issuer's oustanding shares of common stock. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
- [F2]Shares beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned beneficially by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners.
- [F3]Shares beneficially owned by Capital Partners Offshore Fund. As the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund
- [F4]Shares beneficially owned by Capital Administration. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Administration. On February 18, 2014, 120,278 Shares of Capital Partners were transferred to Capital Administration in connection with internal structuring matters.
Documents
Issuer
FORWARD INDUSTRIES INC
CIK 0000038264
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000038264
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 6:07 PM ET
- Size
- 22.8 KB