FALCONSTOR SOFTWARE INC 4
4 · FALCONSTOR SOFTWARE INC · Filed Dec 11, 2014
Insider Transaction Report
Form 4
RUBENSTEIN BARRY
Director
Transactions
- Purchase
Common Stock
2014-12-09$1.23/sh+60,000$73,800→ 496,800 total(indirect: By Woodland Venture Fund)
Holdings
- 957,257(indirect: By Woodland Partners)
Common Stock
- 1,258(indirect: By Spouse)
Common Stock
- 981,000
Common Stock
- 187,900(indirect: By Brookwood Partners, L.P.)
Common Stock
- 131,323(indirect: By Seneca Ventures)
Common Stock
Footnotes (5)
- [F1]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
- [F3]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.