4/A//SEC Filing
ENGAGED CAPITAL II LP 4/A
Accession 0000921895-15-001390
CIK 0001316898other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 4:48 PM ET
Size
24.2 KB
Accession
0000921895-15-001390
Insider Transaction Report
Form 4/AAmended
JAMBA, INC.JMBA
Welling Glenn W.
Director10% Owner
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Engaged Capital LLC
10% Owner
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Engaged Capital Holdings, LLC
10% Owner
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
ENGAGED CAPITAL I LP
Other
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Transactions
- Award
Common Stock, par value $0.001 per share
2015-05-12+4,000→ 5,304 total
Holdings
- 1,020,198(indirect: By: Engaged Capital Master Feeder II, LP)
Common Stock, par value $0.001 per share
- 610,465(indirect: By: Engaged Capital Master Feeder I, LP)
Common Stock, par value $0.001 per share
Footnotes (5)
- [F1]This Form 4 is filed jointly by Engaged Capital Master Feeder I, LP ("Engaged Capital Master I"), Engaged Capital Master Feeder II, LP ("Engaged Capital Master II"), Engaged Capital I, LP ("Engaged Capital I"), Engaged Capital I Offshore, Ltd. ("Engaged Capital Offshore"), Engaged Capital II, LP ("Engaged Capital II"), Engaged Capital II Offshore Ltd. ("Engaged Capital Offshore II"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Welling is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- [F2]The securities reported in this column consist of restricted stock units which give Mr. Welling a contingent right to receive at a future date one share of Common Stock for each restricted stock unit held. Of the 4,000 restricted stock units, 1,000 will vest on 8/12/15, 11/12/15, 2/12/16, and 5/12/16 or the date of the Issuer's 2016 annual meeting of stockholders if the meeting is held before such date.
- [F3]The number of securities reported in this column includes 4,000 restricted stock units held by Mr. Welling as of the date of this filing.
- [F4]Shares owned directly by Engaged Capital Master II. As feeder funds of Engaged Capital Master II, each of Engaged Capital II and Engaged Capital Offshore II may be deemed to beneficially own the shares owned directly by Engaged Capital Master II. As the general partner and investment advisor of Engaged Capital Master II, Engaged Capital may be deemed to beneficially own the shares owned directly by Engaged Capital Master II. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II. Mr. Welling, as the founder and Chief Investment Officer ("CIO") of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II.
- [F5]Shares owned directly by Engaged Capital Master I. As feeder funds of Engaged Capital Master I, each of Engaged Capital I and Engaged Capital Offshore may be deemed to beneficially own the shares owned directly by Engaged Capital Master I. As the general partner and investment advisor of Engaged Capital Master I, Engaged Capital may be deemed to beneficially own the shares owned directly by Engaged Capital Master I. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I. Mr. Welling, as the founder and CIO of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I.
Documents
Issuer
JAMBA, INC.
CIK 0001316898
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001559850
Filing Metadata
- Form type
- 4/A
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 4:48 PM ET
- Size
- 24.2 KB