Earnings Feed
Start Free
Home/Filings/3/0000921895-16-005909
3//SEC Filing

LCS L/S, LLC 3

Accession 0000921895-16-005909

CIK 0001162194other
View on SEC.govCompany Profile

Filed

Oct 23, 8:00 PM ET

Accepted

Oct 24, 6:23 PM ET

Size

22.4 KB

Accession

0000921895-16-005909

Insider Transaction Report

Form 3
Period: 2016-10-14
FLUIDIGM CORPFLDM
LEVIN CAPITAL STRATEGIES, L.P.
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252
Levin Capital Strategies GP, LLC
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252
LCS, LLC
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068
Levcap Alternative Fund, L.P.
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453
Safinia Partners, L.P.
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252
LCS Event Partners, LLC
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068
LCS L/S, LLC
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252
Levin Capital Trilogy Master Fund, Ltd.
10% OwnerOther
Holdings

  • Common Stock

    (indirect: By: Levin Capital Trilogy Master Fund, Ltd.)
    51,068

  • Common Stock

    (indirect: By: Levcap Alternative Fund, L.P.)
    22,453

  • Common Stock

    (indirect: By: Safinia Partners, L.P.)
    9,252
Footnotes (5)
  • [F1]This Form 3 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons").
  • [F2]The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 3 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.
  • [F3]Shares owned directly by Trilogy. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in Trilogy, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. LCS, as the investment advisor of Trilogy, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Trilogy.
  • [F4]Shares owned directly by Levcap. LCSEP, as the general partner of Levcap, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. LCS, as the investment advisor of Levcap, may be deemed to share voting and dispositive power over the shares owned directly by Levcap. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Levcap.
  • [F5]Shares owned directly by Safinia. LCSLS, as the general partner of Safinia, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. LCS, as the investment advisor of Safinia, may be deemed to share voting and dispositive power over the shares owned directly by Safinia. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by Safinia.

Documents

1 file

Issuer

FLUIDIGM CORP

CIK 0001162194

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001688301

Filing Metadata

Form type
3
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 6:23 PM ET
Size
22.4 KB
View on SEC.gov