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FALCONSTOR SOFTWARE INC 4

Accession 0000921895-16-006048

$FALCCIK 0000922521operating
View on SEC.govCompany Profile

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 8:02 PM ET

Size

9.7 KB

Accession

0000921895-16-006048

Insider Transaction Report

Form 4
Period: 2016-11-04
FALCONSTOR SOFTWARE INCFALC
RUBENSTEIN BARRY
Director
Transactions
  • Award

    Common Stock

    2016-11-04+14,201→ 1,015,201 total
Holdings

  • Common Stock

    (indirect: By Woodland Venture Fund)
    496,800

  • Common Stock

    (indirect: By Brookwood Partners, L.P.)
    187,900

  • Common Stock

    (indirect: By Seneca Ventures)
    131,323

  • Common Stock

    (indirect: By Woodland Partners)
    957,257

  • Common Stock

    (indirect: By Spouse)
    1,258
Footnotes (6)
  • [F1]Represents shares of Restricted Stock granted under the FalconStor Software 2016 Incentive Stock Plan as payment for board of director fees related to services performed for the second and third quarters of 2016. Such shares fully vested on November 4, 2016.
  • [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
  • [F3]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F6]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

FALCONSTOR SOFTWARE INC

CIK 0000922521

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000922521

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 8:02 PM ET
Size
9.7 KB
View on SEC.gov