FALCONSTOR SOFTWARE INC 4
4 · FALCONSTOR SOFTWARE INC · Filed Nov 8, 2016
Insider Transaction Report
Form 4
RUBENSTEIN BARRY
Director
Transactions
- Award
Common Stock
2016-11-04+14,201→ 1,015,201 total
Holdings
- 496,800(indirect: By Woodland Venture Fund)
Common Stock
- 187,900(indirect: By Brookwood Partners, L.P.)
Common Stock
- 131,323(indirect: By Seneca Ventures)
Common Stock
- 957,257(indirect: By Woodland Partners)
Common Stock
- 1,258(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Represents shares of Restricted Stock granted under the FalconStor Software 2016 Incentive Stock Plan as payment for board of director fees related to services performed for the second and third quarters of 2016. Such shares fully vested on November 4, 2016.
- [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
- [F3]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.