4//SEC Filing
FALCONSTOR SOFTWARE INC 4
Accession 0000921895-17-001319
$FALCCIK 0000922521operating
Filed
May 4, 8:00 PM ET
Accepted
May 5, 6:02 PM ET
Size
6.2 KB
Accession
0000921895-17-001319
Insider Transaction Report
Form 4
MILLER WILLIAM D
Director
Transactions
- Award
Common Stock
2017-05-03+94,117→ 115,709 total
Holdings
- 2,600(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Represents shares of Restricted Stock granted to the Reporting Person under the Issuer's 2016 Outside Directors Equity Compensation Plan. The restrictions will lapse as follows: on May 3, 2018 as to 33%, on May 3, 2019 as to 33%, and on May 3, 2020 as to the remaining 34%.
- [F2]Securities owned directly by PV Strategies LLC, a hedge fund managed by Miller Investment Management LLC, a registered investment adviser of which Mr. Miller is a principal. Mr. Miller, as a principal of Miller Investment Management LLC, may be deemed the beneficial owner of the securities owned by PV Strategies LLC. Mr. Miller disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Miller is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Documents
Issuer
FALCONSTOR SOFTWARE INC
CIK 0000922521
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000922521
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 6:02 PM ET
- Size
- 6.2 KB