4//SEC Filing
Qumu Corp 4
Accession 0000921895-17-001481
CIK 0000892482operating
Filed
May 11, 8:00 PM ET
Accepted
May 12, 6:28 PM ET
Size
11.3 KB
Accession
0000921895-17-001481
Insider Transaction Report
Form 4
Qumu CorpQUMU
NETTER DONALD T
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2017-05-10−20,000→ 0 total→ Common Stock (20,000 underlying) - Award
Restricted Stock Unit
2017-05-11+25,000→ 25,000 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2017-05-10+20,000→ 20,000 total
Holdings
- 560,500(indirect: By Partnership)
Common Stock
Footnotes (6)
- [F1]Securities are owned directly by Dolphin Limited Partnership III, L.P. ("Dolphin III"). Mr. Netter, solely by virtue of his position as the Senior Managing Director of Dolphin Holdings Corp. III, the managing member of Dolphin Associates III, LLC, which is the general partner of Dolphin III, may be deemed to beneficially own the securities owned directly by Dolphin III for purposes of Section 16. Mr. Netter expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vested the first business day prior to the 2017 Annual Meeting of Shareholders provided the director continued to provide services to Qumu on that date, subject to certain exceptions.
- [F4]The reporting person has elected to not defer the delivery of shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.
- [F5]The restricted stock units vest on the first business day prior to the 2018 Annual Meeting of the Shareholders provided the director continues to provide services to Qumu on that date, subject to certain exceptions.
- [F6]The reporting person has elected to defer the delivery of 100% of the shares in this grant to the first January 1 following the date of separation from service with Qumu.
Documents
Issuer
Qumu Corp
CIK 0000892482
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000892482
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 6:28 PM ET
- Size
- 11.3 KB