Qumu Corp 4
4 · Qumu Corp · Filed Jul 6, 2017
Insider Transaction Report
Form 4
Qumu CorpQUMU
NETTER DONALD T
Director
Transactions
- Other
Common Stock
2017-06-29−20,000→ 0 total - Other
Common Stock
2017-06-29+20,000→ 580,500 total(indirect: By Partnership)
Footnotes (2)
- [F1]Securities are owned directly by Dolphin Limited Partnership III, L.P. ("Dolphin III"). Mr. Netter, solely by virtue of his position as the Senior Managing Director of Dolphin Holdings Corp. III, the managing member of Dolphin Associates III, LLC, the general partner of Dolphin III, may be deemed to beneficially own the securities owned directly by Dolphin III for purposes of Section 16. Mr. Netter expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]Mr. Netter transferred the 20,000 shares received upon vesting of restricted stock units to Dolphin III for no consideration pursuant to an agreement with Dolphin III