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4//SEC Filing

Silver Richard 4

Accession 0000921895-18-000166

CIK 0000845379other
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 5:49 PM ET

Size

18.6 KB

Accession

0000921895-18-000166

Insider Transaction Report

Form 4
Period: 2018-01-12
CHINA FUND INCCHN
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
Transactions
  • Purchase

    Common Stock, par value $.01 per share

    2018-01-12$22.85/sh+4,225$96,541→ 340,344 total(indirect: By: Global Emerging Markets Fund)
Holdings

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Global Fund)
    250,030

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Investable Fund)
    172,029

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging (BMI) Markets Country Fund)
    308,857

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Free Fund)
    116,563

  • Common Stock, par value $.01 per share

    (indirect: By: The Emerging World Fund)
    168,067

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Free Markets Country Fund)
    158,448

  • Common Stock, par value $.01 per share

    (indirect: By: Investable Emerging Markets Country Fund)
    46,658

  • Common Stock, par value $.01 per share

    (indirect: By: The EM Plus CEF Fund)
    42,096

  • Common Stock, par value $.01 per share

    (indirect: By: unaffiliated third-party segregated accounts)
    2,293,373

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Country Fund)
    305,041
CITY OF LONDON INVESTMENT GROUP PLC
10% Owner
Transactions
  • Purchase

    Common Stock, par value $.01 per share

    2018-01-12$22.85/sh+4,225$96,541→ 340,344 total(indirect: By: Global Emerging Markets Fund)
Holdings

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Free Markets Country Fund)
    158,448

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Global Fund)
    250,030

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Investable Fund)
    172,029

  • Common Stock, par value $.01 per share

    (indirect: By: The EM Plus CEF Fund)
    42,096

  • Common Stock, par value $.01 per share

    (indirect: By: unaffiliated third-party segregated accounts)
    2,293,373

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging (BMI) Markets Country Fund)
    308,857

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Free Fund)
    116,563

  • Common Stock, par value $.01 per share

    (indirect: By: The Emerging World Fund)
    168,067

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Country Fund)
    305,041

  • Common Stock, par value $.01 per share

    (indirect: By: Investable Emerging Markets Country Fund)
    46,658
Silver Richard
10% Owner
Transactions
  • Purchase

    Common Stock, par value $.01 per share

    2018-01-12$22.85/sh+4,225$96,541→ 340,344 total(indirect: By: Global Emerging Markets Fund)
Holdings

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Country Fund)
    305,041

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Investable Fund)
    172,029

  • Common Stock, par value $.01 per share

    (indirect: By: Investable Emerging Markets Country Fund)
    46,658

  • Common Stock, par value $.01 per share

    (indirect: By: The EM Plus CEF Fund)
    42,096

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging (BMI) Markets Country Fund)
    308,857

  • Common Stock, par value $.01 per share

    (indirect: By: The Emerging World Fund)
    168,067

  • Common Stock, par value $.01 per share

    (indirect: By: unaffiliated third-party segregated accounts)
    2,293,373

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Free Fund)
    116,563

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Markets Global Fund)
    250,030

  • Common Stock, par value $.01 per share

    (indirect: By: Emerging Free Markets Country Fund)
    158,448
Footnotes (12)
  • [F1]This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG"), City of London Investment Management Company Limited ("CLIM"), Julian Reid, and Richard A. Silver (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
  • [F10]These securities are beneficially owned by Investable Emerging Markets Country Fund.
  • [F11]These securities are beneficially owned by The EM Plus CEF Fund.
  • [F12]These securities are beneficially owned by unaffiliated third-party segregated accounts.
  • [F2]These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
  • [F3]These securities are beneficially owned by Emerging Markets Free Fund.
  • [F4]These securities are beneficially owned by Emerging Markets Global Fund.
  • [F5]These securities are beneficially owned by Emerging Markets Investable Fund.
  • [F6]These securities are beneficially owned by Global Emerging Markets Fund.
  • [F7]These securities are beneficially owned by The Emerging World Fund.
  • [F8]These securities are beneficially owned by Emerging Free Markets Country Fund.
  • [F9]These securities are beneficially owned by by Emerging Markets Country Fund.

Documents

1 file

Issuer

CHINA FUND INC

CIK 0000845379

→
Entity typeother

Related Parties

1
  • filerCIK 0001369466

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 5:49 PM ET
Size
18.6 KB
View on SEC.gov