Home/Filings/4/A/0000921895-18-000209

4/A//SEC Filing

Reid Julian 4/A

Accession 0000921895-18-000209

CIK 0000845379other

View on SEC.gov Company Profile

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 8:41 PM ET

Size

20.2 KB

Accession

0000921895-18-000209

Insider Transaction Report

Form 4/AAmended

Period: 2018-01-10

CHINA FUND INCCHN

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

10% Owner

Transactions

Purchase
Common Stock, par value $.01 per share
2018-01-10$22.46/sh+4,776$107,269→ 2,293,373 total(indirect: By: unaffiliated third-party segregated accounts)

Holdings

Common Stock, par value $.01 per share
(indirect: By: The Emerging World Fund)
168,067
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Country Fund)
305,041
Common Stock, par value $.01 per share
(indirect: By: Emerging Free Markets Country Fund)
158,448
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Free Fund)
116,563
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Global Fund)
250,030
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Investable Fund)
172,029
Common Stock, par value $.01 per share
(indirect: By: Emerging (BMI) Markets Country Fund)
308,857
Common Stock, par value $.01 per share
(indirect: By: Global Emerging Markets Fund)
336,119
Common Stock, par value $.01 per share
(indirect: By: Investable Emerging Markets Country Fund)
46,658
Common Stock, par value $.01 per share
(indirect: By: The EM Plus CEF Fund)
42,096

Reid Julian

10% Owner

Transactions

Purchase
Common Stock, par value $.01 per share
2018-01-10$22.46/sh+4,776$107,269→ 2,293,373 total(indirect: By: unaffiliated third-party segregated accounts)

Holdings

Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Free Fund)
116,563
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Country Fund)
305,041
Common Stock, par value $.01 per share
(indirect: By: The EM Plus CEF Fund)
42,096
Common Stock, par value $.01 per share
(indirect: By: Global Emerging Markets Fund)
336,119
Common Stock, par value $.01 per share
(indirect: By: Emerging Free Markets Country Fund)
158,448
Common Stock, par value $.01 per share
(indirect: By: Investable Emerging Markets Country Fund)
46,658
Common Stock, par value $.01 per share
(indirect: By: Emerging (BMI) Markets Country Fund)
308,857
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Global Fund)
250,030
Common Stock, par value $.01 per share
(indirect: By: The Emerging World Fund)
168,067
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Investable Fund)
172,029

CITY OF LONDON INVESTMENT GROUP PLC

10% Owner

Transactions

Purchase
Common Stock, par value $.01 per share
2018-01-10$22.46/sh+4,776$107,269→ 2,293,373 total(indirect: By: unaffiliated third-party segregated accounts)

Holdings

Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Investable Fund)
172,029
Common Stock, par value $.01 per share
(indirect: By: Emerging Free Markets Country Fund)
158,448
Common Stock, par value $.01 per share
(indirect: By: Investable Emerging Markets Country Fund)
46,658
Common Stock, par value $.01 per share
(indirect: By: The Emerging World Fund)
168,067
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Free Fund)
116,563
Common Stock, par value $.01 per share
(indirect: By: Emerging (BMI) Markets Country Fund)
308,857
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Global Fund)
250,030
Common Stock, par value $.01 per share
(indirect: By: Global Emerging Markets Fund)
336,119
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Country Fund)
305,041
Common Stock, par value $.01 per share
(indirect: By: The EM Plus CEF Fund)
42,096

Silver Richard

10% Owner

Transactions

Purchase
Common Stock, par value $.01 per share
2018-01-10$22.46/sh+4,776$107,269→ 2,293,373 total(indirect: By: unaffiliated third-party segregated accounts)

Holdings

Common Stock, par value $.01 per share
(indirect: By: The EM Plus CEF Fund)
42,096
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Free Fund)
116,563
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Investable Fund)
172,029
Common Stock, par value $.01 per share
(indirect: By: Emerging Free Markets Country Fund)
158,448
Common Stock, par value $.01 per share
(indirect: By: Emerging (BMI) Markets Country Fund)
308,857
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Global Fund)
250,030
Common Stock, par value $.01 per share
(indirect: By: Global Emerging Markets Fund)
336,119
Common Stock, par value $.01 per share
(indirect: By: The Emerging World Fund)
168,067
Common Stock, par value $.01 per share
(indirect: By: Investable Emerging Markets Country Fund)
46,658
Common Stock, par value $.01 per share
(indirect: By: Emerging Markets Country Fund)
305,041

Footnotes (12)

[F1]This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG"), City of London Investment Management Company Limited ("CLIM"), Julian Reid, and Richard A. Silver (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
[F10]These securities are beneficially owned by Investable Emerging Markets Country Fund.
[F11]These securities are beneficially owned by The EM Plus CEF Fund.
[F12]These securities are beneficially owned by unaffiliated third-party segregated accounts.
[F2]These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
[F3]These securities are beneficially owned by Emerging Markets Free Fund.
[F4]These securities are beneficially owned by Emerging Markets Global Fund.
[F5]These securities are beneficially owned by Emerging Markets Investable Fund.
[F6]These securities are beneficially owned by Global Emerging Markets Fund.
[F7]These securities are beneficially owned by The Emerging World Fund.
[F8]These securities are beneficially owned by Emerging Free Markets Country Fund.
[F9]These securities are beneficially owned by by Emerging Markets Country Fund.

Documents

1 file

4
form4a11615002b_01182018.xml
OWNERSHIP DOCUMENT

Issuer

CHINA FUND INC

CIK 0000845379

→

Entity typeother

Related Parties

filerCIK 0001306801

Filing Metadata

Form type: 4/A
Filed: Jan 17, 7:00 PM ET
Accepted: Jan 18, 8:41 PM ET
Size: 20.2 KB

View on SEC.gov