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4//SEC Filing

Perelman Vadim 4

Accession 0000921895-18-000577

CIK 0001040719other
View on SEC.govCompany Profile

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 7:05 PM ET

Size

29.1 KB

Accession

0000921895-18-000577

Insider Transaction Report

Form 4
Period: 2018-02-09
DITECH HOLDING CorpDHCP
Perelman Vadim
10% Owner
Transactions
  • Award

    Series B Warrants

    2018-02-09+563,506→ 563,506 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,506 underlying)
  • Award

    Series A Warrants

    2018-02-09+131,008→ 131,008 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,008 underlying)
  • Award

    Series B Warrants

    2018-02-09+103,952→ 103,952 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
  • Award

    Series A Warrants

    2018-02-09+12,461→ 12,461 total
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,461 underlying)
  • Award

    Series B Warrants

    2018-02-09+9,887→ 9,887 total
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,887 underlying)
  • Award

    Series A Warrants

    2018-02-09+710,171→ 710,171 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,171 underlying)
Holdings

  • Common Stock

    7,314

  • Common Stock

    (indirect: By: Baker Street Capital L.P.)
    416,842

  • Common Stock

    (indirect: By: Baskerville SPV, L.P.)
    76,897
Baker Street Capital Management, LLC
10% Owner
Transactions
  • Award

    Series A Warrants

    2018-02-09+12,461→ 12,461 total
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,461 underlying)
  • Award

    Series B Warrants

    2018-02-09+9,887→ 9,887 total
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,887 underlying)
  • Award

    Series A Warrants

    2018-02-09+710,171→ 710,171 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,171 underlying)
  • Award

    Series B Warrants

    2018-02-09+563,506→ 563,506 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,506 underlying)
  • Award

    Series A Warrants

    2018-02-09+131,008→ 131,008 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,008 underlying)
  • Award

    Series B Warrants

    2018-02-09+103,952→ 103,952 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
Holdings

  • Common Stock

    7,314

  • Common Stock

    (indirect: By: Baker Street Capital L.P.)
    416,842

  • Common Stock

    (indirect: By: Baskerville SPV, L.P.)
    76,897
Baker Street Capital GP, LLC
10% Owner
Transactions
  • Award

    Series A Warrants

    2018-02-09+12,461→ 12,461 total
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,461 underlying)
  • Award

    Series B Warrants

    2018-02-09+9,887→ 9,887 total
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,887 underlying)
  • Award

    Series A Warrants

    2018-02-09+710,171→ 710,171 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,171 underlying)
  • Award

    Series B Warrants

    2018-02-09+563,506→ 563,506 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,506 underlying)
  • Award

    Series A Warrants

    2018-02-09+131,008→ 131,008 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,008 underlying)
  • Award

    Series B Warrants

    2018-02-09+103,952→ 103,952 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
Holdings

  • Common Stock

    7,314

  • Common Stock

    (indirect: By: Baker Street Capital L.P.)
    416,842

  • Common Stock

    (indirect: By: Baskerville SPV, L.P.)
    76,897
Baker Street Capital L.P.
10% Owner
Transactions
  • Award

    Series A Warrants

    2018-02-09+12,461→ 12,461 total
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,461 underlying)
  • Award

    Series B Warrants

    2018-02-09+9,887→ 9,887 total
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,887 underlying)
  • Award

    Series A Warrants

    2018-02-09+710,171→ 710,171 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,171 underlying)
  • Award

    Series B Warrants

    2018-02-09+563,506→ 563,506 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,506 underlying)
  • Award

    Series A Warrants

    2018-02-09+131,008→ 131,008 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,008 underlying)
  • Award

    Series B Warrants

    2018-02-09+103,952→ 103,952 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
Holdings

  • Common Stock

    7,314

  • Common Stock

    (indirect: By: Baker Street Capital L.P.)
    416,842

  • Common Stock

    (indirect: By: Baskerville SPV, L.P.)
    76,897
Baskerville SPV, L.P.
Other
Transactions
  • Award

    Series A Warrants

    2018-02-09+12,461→ 12,461 total
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,461 underlying)
  • Award

    Series B Warrants

    2018-02-09+9,887→ 9,887 total
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,887 underlying)
  • Award

    Series A Warrants

    2018-02-09+710,171→ 710,171 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,171 underlying)
  • Award

    Series B Warrants

    2018-02-09+563,506→ 563,506 total(indirect: By: Baker Street Capital L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,506 underlying)
  • Award

    Series A Warrants

    2018-02-09+131,008→ 131,008 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,008 underlying)
  • Award

    Series B Warrants

    2018-02-09+103,952→ 103,952 total(indirect: By: Baskerville SPV, L.P.)
    Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (103,952 underlying)
Holdings

  • Common Stock

    7,314

  • Common Stock

    (indirect: By: Baker Street Capital L.P.)
    416,842

  • Common Stock

    (indirect: By: Baskerville SPV, L.P.)
    76,897
Footnotes (4)
  • [F1]This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  • [F2]On February 9, 2018 (the "Effective Date"), the Issuer's Amended Prepackaged Plan of Reorganization (the "Plan") became effective, and the Issuer emerged from bankruptcy proceedings. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.01 per share ("Old Common Stock") and all rights of any holder in respect thereof were cancelled and extinguished. Pursuant to the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Persons) received, in respect of one share of Old Common Stock (i) 0.05689208 shares of new common stock, par value $0.01 per share ("Common Stock"), (ii) 0.09692659 Series A Warrants to purchase an equivalent number of shares of Common Stock, and 0.07690920 Series B Warrants to purchase an equivalent number of shares of Common Stock, in all cases, subject to rounding with no fractional shares or warrants issuable. Such transaction was involuntary and in accordance with the terms of the Plan.
  • [F3]Represents securities owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by BSC LP.
  • [F4]Represents securities owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by Baskerville SPV.

Documents

1 file

Issuer

DITECH HOLDING Corp

CIK 0001040719

→
Entity typeother

Related Parties

1
  • filerCIK 0001489810

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 7:05 PM ET
Size
29.1 KB
View on SEC.gov