4//SEC Filing
NETTER DONALD T 4
Accession 0000921895-18-001659
CIK 0000892482other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 6:45 PM ET
Size
8.7 KB
Accession
0000921895-18-001659
Insider Transaction Report
Form 4
Qumu CorpQUMU
NETTER DONALD T
Director
Transactions
- Exercise/Conversion
Common Stock
2018-05-09+25,000→ 25,000 total - Exercise/Conversion
Restricted Stock Unit
2018-05-09−25,000→ 0 total→ Common Stock (25,000 underlying)
Holdings
- 580,500(indirect: By Partnership)
Common Stock
Footnotes (4)
- [F1]Securities are owned directly by Dolphin Limited Partnership III, L.P. ("Dolphin III"). Mr. Netter, solely by virtue of his position as the Senior Managing Director of Dolphin Holdings Corp. III, the managing member of Dolphin Associates III, LLC, which is the general partner of Dolphin III, may be deemed to beneficially own the securities owned directly by Dolphin III for purposes of Section 16. Mr. Netter expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vested the first business day prior to the 2018 Annual Meeting of Shareholders provided the director continued to provide services to Qumu on that date, subject to certain exceptions.
- [F4]The reporting person has elected to defer the delivery of 100% of the shares in this grant to the first January 1 following the date of separation from service with Qumu.
Documents
Issuer
Qumu Corp
CIK 0000892482
Entity typeother
Related Parties
1- filerCIK 0001229212
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 6:45 PM ET
- Size
- 8.7 KB