Home/Filings/4/0000921895-18-002113
4//SEC Filing

Lone Star Value Co-Invest I, LP 4

Accession 0000921895-18-002113

CIK 0000890821other

Filed

Jul 15, 8:00 PM ET

Accepted

Jul 16, 5:46 PM ET

Size

20.8 KB

Accession

0000921895-18-002113

Insider Transaction Report

Form 4
Period: 2018-07-09
Eberwein Jeffrey E.
DirectorChairman, President, CEO, CFO10% Owner
Transactions
  • Other

    Common Stock

    2018-07-09+1,135,7681,182,932 total
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09+154,893154,893 total
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09405,3950 total(indirect: By: Lone Star Value Investors, LP)
  • Other

    Common Stock

    2018-07-092,972,5920 total(indirect: By: Lone Star Value Investors, LP)
Holdings
  • Common Stock

    (indirect: By: Lone Star Value Co-Invest I, LP)
    13,910
Transactions
  • Other

    Common Stock

    2018-07-09+1,135,7681,182,932 total
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09+154,893154,893 total
  • Other

    Common Stock

    2018-07-092,972,5920 total(indirect: By: Lone Star Value Investors, LP)
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09405,3950 total(indirect: By: Lone Star Value Investors, LP)
Holdings
  • Common Stock

    (indirect: By: Lone Star Value Co-Invest I, LP)
    13,910
Transactions
  • Other

    Common Stock

    2018-07-09+1,135,7681,182,932 total
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09+154,893154,893 total
  • Other

    Common Stock

    2018-07-092,972,5920 total(indirect: By: Lone Star Value Investors, LP)
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09405,3950 total(indirect: By: Lone Star Value Investors, LP)
Holdings
  • Common Stock

    (indirect: By: Lone Star Value Co-Invest I, LP)
    13,910
Transactions
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09405,3950 total(indirect: By: Lone Star Value Investors, LP)
  • Other

    Common Stock

    2018-07-09+1,135,7681,182,932 total
  • Other

    Common Stock

    2018-07-092,972,5920 total(indirect: By: Lone Star Value Investors, LP)
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09+154,893154,893 total
Holdings
  • Common Stock

    (indirect: By: Lone Star Value Co-Invest I, LP)
    13,910
Transactions
  • Other

    Common Stock

    2018-07-09+1,135,7681,182,932 total
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09+154,893154,893 total
  • Other

    9.00% Series A Cumulative Preferred Stock

    2018-07-09405,3950 total(indirect: By: Lone Star Value Investors, LP)
  • Other

    Common Stock

    2018-07-092,972,5920 total(indirect: By: Lone Star Value Investors, LP)
Holdings
  • Common Stock

    (indirect: By: Lone Star Value Co-Invest I, LP)
    13,910
Footnotes (7)
  • [F1]This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]On July 9, 2018, Lone Star Value Investors engaged in a pro rata in-kind distribution of 2,972,592 shares of common stock to its partners for no consideration (the "Lone Star Value Distribution"). Mr. Eberwein received 1,135,768 shares of common stock in the Lone Star Value Distribution.
  • [F3]Represents the distribution of all shares of common stock of the Issuer held by Lone Star Value Investors pursuant to the Lone Star Value Distribution.
  • [F4]Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F5]Represents the distribution of all shares of 9.00% Series A Cumulative Preferred Stock ("Preferred Stock") of the Issuer held by Lone Star Value Investors pursuant to the Lone Star Value Distribution.
  • [F6]Mr. Eberwein received 154,893 shares of Preferred Stock in the Lone Star Value Distribution.
  • [F7]Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Issuer

AMERI Holdings, Inc.

CIK 0000890821

Entity typeother

Related Parties

1
  • filerCIK 0001589343

Filing Metadata

Form type
4
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 5:46 PM ET
Size
20.8 KB