4//SEC Filing
SPH SPV-I LLC 4
Accession 0000921895-18-002126
CIK 0001452857other
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 6:24 PM ET
Size
14.9 KB
Accession
0000921895-18-002126
Insider Transaction Report
Form 4
WGL Capital Corp.
10% Owner
Transactions
- Other
Common Units no par value
2018-07-18−121,883→ 1,540,706 total(indirect: By LLC)
Holdings
- 130,891(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 6,362,920(indirect: By LLC)
Common Units no par value
- 313,112(indirect: By 2016 GRAT)
Common Units no par value
- 1,285,869
Common Units no par value
LICHTENSTEIN WARREN G
DirectorCEO10% Owner
Transactions
- Other
Common Units no par value
2018-07-18−121,883→ 1,540,706 total(indirect: By LLC)
Holdings
- 6,362,920(indirect: By LLC)
Common Units no par value
- 130,891(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 1,285,869
Common Units no par value
- 313,112(indirect: By 2016 GRAT)
Common Units no par value
SPH SPV-I LLC
Other
Transactions
- Other
Common Units no par value
2018-07-18−121,883→ 1,540,706 total(indirect: By LLC)
Holdings
- 1,285,869
Common Units no par value
- 130,891(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 6,362,920(indirect: By LLC)
Common Units no par value
- 313,112(indirect: By 2016 GRAT)
Common Units no par value
Steel Partners, Ltd.
10% Owner
Transactions
- Other
Common Units no par value
2018-07-18−121,883→ 1,540,706 total(indirect: By LLC)
Holdings
- 130,891(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 1,285,869
Common Units no par value
- 313,112(indirect: By 2016 GRAT)
Common Units no par value
- 6,362,920(indirect: By LLC)
Common Units no par value
Footnotes (7)
- [F1]This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein.
- [F2]Represents a distribution of Common Units from SPH SPV to members of SPH SPV.
- [F3]Consists entirely of Common Units as a result of the conversion of all 461,442 Class C Common Units held by SPH SPV into Common Units following the alignment of capital accounts of the Common Units and the Class C Common Units since the filing of the prior Form 4.
- [F4]Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
- [F5]Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
- [F6]SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
- [F7]Represents Common Units held in a grantor retained annuity trust ("2016 GRAT"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2016 GRAT, may be deemed to beneficially own the Common Units held in the 2016 GRAT.
Documents
Issuer
STEEL PARTNERS HOLDINGS L.P.
CIK 0001452857
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001606923
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 6:24 PM ET
- Size
- 14.9 KB