RBI OPPORTUNITIES FUND, LLC 3
3 · ROCKWELL MEDICAL, INC. · Filed Oct 17, 2018
Insider Transaction Report
Form 3
Holdings
Warrants (right to buy)
Exercise: $4.96From: 2019-04-17Exp: 2023-10-17→ Common Stock (2,770,781 underlying)- 5,541,562
Common Stock
Footnotes (2)
- [F1]The RBI Opportunities Fund, LLC ("RBI Opportunities") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F2]Represents securities directly owned by RBI Opportunities. RBI PI Manager, LLC ("RBI Manager"), as the manager of RBI Opportunities, may be deemed to beneficially own the securities owned directly by RBI Opportunities. David S. Richmond, as the manager of RBI Manager, may be deemed to beneficially own the securities owned directly by RBI Opportunities. Each of the foregoing disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.