Perelman Vadim 4/A
4/A · DITECH HOLDING Corp · Filed Nov 15, 2018
Insider Transaction Report
Form 4/AAmended
Perelman Vadim
10% Owner
Transactions
- Award
Series A Warrants
2018-02-09+710,074→ 710,074 total(indirect: By: Baker Street Capital L.P.)Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (710,074 underlying) - Award
Series B Warrants
2018-02-09+563,429→ 563,429 total(indirect: By: Baker Street Capital L.P.)Exercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (563,429 underlying) - Award
Series A Warrants
2018-02-09+131,009→ 131,009 total(indirect: By: Baskerville SPV, L.P.)Exercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (131,009 underlying) - Award
Series A Warrants
2018-02-09+12,449→ 12,449 totalExercise: $20.63From: 2018-02-09Exp: 2028-02-09→ Common Stock (12,449 underlying) - Award
Series B Warrants
2018-02-09+9,878→ 9,878 totalExercise: $28.25From: 2018-02-09Exp: 2028-02-09→ Common Stock (9,878 underlying)
Holdings
- 416,785(indirect: By: Baker Street Capital L.P.)
Common Stock
- 76,896(indirect: By: Baskerville SPV, L.P.)
Common Stock
- 7,283
Common Stock
Footnotes (6)
- [F1]This amended Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F2]With respect to BSC LP, the original Form 4 overstated its ownership (i) of Common Stock by 57 shares, (ii) its ownership of Series A Warrants by 97 warrants and (iii) its ownership of Series B Warrants by 77 warrants, and such ownership was also overstated on a Form 4 filed on May 18, 2018.
- [F3]With respect to Baskerville SPV, the original Form 4 (i) overstated its ownership of Common Stock by 1 share and (ii) understated its ownership of Series A Warrants by 1 warrant, and such ownership was also overstated and understated on a Form 4 filed on May 18, 2018.
- [F4]With respect to Mr. Perelman, the original Form 4 overstated his ownership (i) of Common Stock by 31 shares, (ii) his ownership of Series A Warrants by 12 warrants and (iii) his ownership of Series B Warrants by 9 warrants, and such ownership was also overstated on a Form 4 filed on May 18, 2018.
- [F5]Represents securities owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by BSC LP.
- [F6]Represents securities owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by Baskerville SPV.