4/A//SEC Filing
Richmond David S. 4/A
Accession 0000921895-18-003217
CIK 0001009891other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 2:35 PM ET
Size
18.6 KB
Accession
0000921895-18-003217
Insider Transaction Report
Form 4/AAmended
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k)) - Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman)
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k)) - Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman)
Richmond Brothers, Inc.
10% OwnerOther
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman) - Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k))
Curfman Matthew J.
10% OwnerOther
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k)) - Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman)
Richmond David S.
10% OwnerOther
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman) - Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k))
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k)) - Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman)
RBI PI Manager, LLC
Other
Transactions
- Purchase
Common Stock
2018-11-30$1.11/sh+3,979$4,422→ 70,985 total(indirect: By 401(k)) - Purchase
Common Stock
2018-11-30$1.11/sh+525$583→ 525 total(indirect: By: Matthew J. Curfman)
Footnotes (3)
- [F1]This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- [F2]Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16.
- [F3]Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan.
Documents
Issuer
AIR INDUSTRIES GROUP
CIK 0001009891
Entity typeother
Related Parties
1- filerCIK 0001698614
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 2:35 PM ET
- Size
- 18.6 KB