MILLER WILLIAM D 5
5 · FALCONSTOR SOFTWARE INC · Filed Jan 18, 2019
Insider Transaction Report
Form 5
MILLER WILLIAM D
Director
Transactions
- Other
Common Stock
2018-01-01−10,000→ 126,848 total - Other
Common Stock
2018-03-05−94,117
Holdings
- 2,600(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Represents shares of restricted stock that were forfeited by the Reporting Person.
- [F2]Securities owned directly by PV Strategies LLC, a hedge fund managed by Miller Investment Management LLC, a registered investment adviser of which Mr. Miller is a principal. Mr. Miller, as a principal of Miller Investment Management LLC, may be deemed the beneficial owner of the securities owned by PV Strategies LLC. Mr. Miller disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Miller is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.