Home/Filings/5/0000921895-19-000119
5//SEC Filing

MILLER WILLIAM D 5

Accession 0000921895-19-000119

CIK 0000922521other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 4:33 PM ET

Size

7.8 KB

Accession

0000921895-19-000119

Insider Transaction Report

Form 5
Period: 2018-12-31
Transactions
  • Other

    Common Stock

    2018-01-0110,000126,848 total
  • Other

    Common Stock

    2018-03-0594,117
Holdings
  • Common Stock

    (indirect: By LLC)
    2,600
Footnotes (2)
  • [F1]Represents shares of restricted stock that were forfeited by the Reporting Person.
  • [F2]Securities owned directly by PV Strategies LLC, a hedge fund managed by Miller Investment Management LLC, a registered investment adviser of which Mr. Miller is a principal. Mr. Miller, as a principal of Miller Investment Management LLC, may be deemed the beneficial owner of the securities owned by PV Strategies LLC. Mr. Miller disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Miller is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Issuer

FALCONSTOR SOFTWARE INC

CIK 0000922521

Entity typeother

Related Parties

1
  • filerCIK 0000903374

Filing Metadata

Form type
5
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 4:33 PM ET
Size
7.8 KB