ROCKWELL MEDICAL, INC.·3

Mar 29, 5:44 PM ET

RBI OPPORTUNITIES FUND II, LLC 3

3 · ROCKWELL MEDICAL, INC. · Filed Mar 29, 2019

Insider Transaction Report

Form 3
Period: 2019-03-25
Holdings
  • Warrants (right to buy)

    Exercise: $4.96From: 2019-04-17Exp: 2023-10-17Common Stock (805,664 underlying)
  • Common Stock

    1,655,759
Footnotes (2)
  • [F1]The RBI Opportunities Fund II, LLC ("RBI Opportunities II") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  • [F2]Represents securities directly owned by RBI Opportunities II. RBI PI Manager, LLC ("RBI Manager"), as the manager of RBI Opportunities II, may be deemed to beneficially own the securities owned directly by RBI Opportunities II. David S. Richmond, as the manager of RBI Manager, may be deemed to beneficially own the securities owned directly by RBI Opportunities II. Each of the foregoing disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Documents

1 file
  • 3
    form311265002_03292019.xmlPrimary

    OWNERSHIP DOCUMENT