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3//SEC Filing

Unilumin North America, Inc. 3

Accession 0000921895-19-001086

CIK 0000099106other

Filed

Apr 14, 8:00 PM ET

Accepted

Apr 15, 4:15 PM ET

Size

5.7 KB

Accession

0000921895-19-001086

Insider Transaction Report

Form 3
Period: 2018-11-02
Holdings
  • Common Stock

    1,315,789
  • Warrant (right to buy)

    Exercise: $0.97From: 2018-11-02Exp: 2020-11-02Common Stock (5,670,103 underlying)
Footnotes (2)
  • [F1]On November 2, 2018, Unilumin North America, Inc. (the "Reporting Person") entered into a Securities Purchase Agreement (the "SPA") with Trans-Lux Corporation (the "Issuer"), pursuant to which the Reporting Person purchased 1,315,789 shares of the Issuer's Common Stock, par value $0.001 per share ("Common Stock").
  • [F2]Pursuant to the SPA, the Issuer issued a warrant (the "Warrant") to purchase 5,670,103 shares of Common Stock to the Reporting Person at an exercise price of $0.97 per share.

Issuer

TRANS LUX Corp

CIK 0000099106

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001763130

Filing Metadata

Form type
3
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 4:15 PM ET
Size
5.7 KB