Unilumin North America, Inc. 3
3 · TRANS LUX Corp · Filed Apr 15, 2019
Insider Transaction Report
Form 3
TRANS LUX CorpTNLX
Unilumin North America, Inc.
10% Owner
Holdings
- 1,315,789
Common Stock
[F1] Warrant (right to buy)
[F2]Exercise: $0.97From: 2018-11-02Exp: 2020-11-02→ Common Stock (5,670,103 underlying)
Footnotes (2)
- [F1]On November 2, 2018, Unilumin North America, Inc. (the "Reporting Person") entered into a Securities Purchase Agreement (the "SPA") with Trans-Lux Corporation (the "Issuer"), pursuant to which the Reporting Person purchased 1,315,789 shares of the Issuer's Common Stock, par value $0.001 per share ("Common Stock").
- [F2]Pursuant to the SPA, the Issuer issued a warrant (the "Warrant") to purchase 5,670,103 shares of Common Stock to the Reporting Person at an exercise price of $0.97 per share.
Signature
Unilumin North America, Inc.; By: /s/ Nicholas J. Fazio, Chief Executive Officer|2019-04-15