Lone Star Value Management LLC 4
4 · ATRM Holdings, Inc. · Filed May 14, 2019
Insider Transaction Report
Form 4
Eberwein Jeffrey E.
10% Owner
Transactions
- Award
Common Stock, $0.001 par value
2018-12-12+10,000→ 435,012 total
Holdings
- 3,005(indirect: By LLC)
Common Stock, $0.001 par value
Footnotes (3)
- [F1]This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F2]Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date.
- [F3]Shares owned directly by Lone Star Value GP. Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value GP, may be deemed the beneficial owner of the shares owned by Lone Star Value GP for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.