PERRY MATTHEW D 4
4 · XOMA Corp · Filed May 20, 2019
Insider Transaction Report
Form 4
XOMA CorpXOMA
PERRY MATTHEW D
Director
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2019-05-16+8,167→ 8,167 totalExercise: $15.59Exp: 2029-05-16→ Common Stock (8,167 underlying)
Holdings
- 5,052
Non-Qualified Stock Option (right to buy)
Exercise: $25.16Exp: 2028-05-17→ Common Stock (5,052 underlying) - 15,222
Non-Qualified Stock Option (right to buy)
Exercise: $4.67Exp: 2027-03-02→ Common Stock (15,222 underlying) - 11,799
Common Stock, $0.0075 par value per share
Footnotes (4)
- [F1]The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F2]All of the shares subject to this option shall vest and become exercisable monthly over one-year of the Vesting Commencement Date (May 16, 2019).
- [F3]These options were acquired pursuant to a grant of stock options under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan (the "Plan") and were scheduled to vest and become exercisable on the one-year anniversary of the grant date of May 17, 2018. As of May 17, 2019, these options are fully exercisable.
- [F4]These options were acquired pursuant to the Plan, and were exercisable in twelve equal monthly installments, beginning one month from the vesting commencement date, which is February 15, 2017. As of February 15, 2018, these options are fully exercisable.