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4//SEC Filing

210/GSB Acquisition Partners, LLC 4

Accession 0000921895-19-003011

CIK 0001112920other
View on SEC.govCompany Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 4:59 PM ET

Size

21.0 KB

Accession

0000921895-19-003011

Insider Transaction Report

Form 4
Period: 2019-12-13
GLOBALSCAPE INCGSB
Alpert Robert H
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    3,768,900

  • Common Stock

    (indirect: See footnotes)
    227,645

  • Common Stock

    (indirect: See footnotes)
    271,507
RHA Investments, Inc.
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    (indirect: See footnotes)
    271,507

  • Common Stock

    3,768,900

  • Common Stock

    (indirect: See footnotes)
    227,645
Webb C Clark
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    (indirect: See footnotes)
    271,507

  • Common Stock

    (indirect: See footnotes)
    227,645

  • Common Stock

    3,768,900
COVENANT RHA PARTNERS, L.P.
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    3,768,900

  • Common Stock

    (indirect: See footnotes)
    271,507

  • Common Stock

    (indirect: See footnotes)
    227,645
210/GSB Acquisition Partners, LLC
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    3,768,900

  • Common Stock

    (indirect: See footnotes)
    271,507

  • Common Stock

    (indirect: See footnotes)
    227,645
210 Capital, LLC
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    (indirect: See footnotes)
    271,507

  • Common Stock

    3,768,900

  • Common Stock

    (indirect: See footnotes)
    227,645
CCW/LAW Holdings, LLC
10% Owner
Transactions
  • Award

    Common Stock

    2019-12-13+12,972→ 32,972 total(indirect: See footnotes)
Holdings

  • Common Stock

    (indirect: See footnotes)
    271,507

  • Common Stock

    (indirect: See footnotes)
    227,645

  • Common Stock

    3,768,900
Footnotes (9)
  • [F1]These restricted shares shall vest in full on the fourth anniversasry of the grant date, December 13, 2023.
  • [F2]This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.
  • [F3]210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.
  • [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  • [F5]The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  • [F6]Represents shares directly beneficially owned solely by Mr. Alpert.
  • [F7]Represents shares directly beneficially owned solely by Mr. Webb.
  • [F8]Represents shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.
  • [F9]Represents shares directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

Documents

1 file

Issuer

GLOBALSCAPE INC

CIK 0001112920

→
Entity typeother
IncorporatedTX

Related Parties

1
  • filerCIK 0001694779

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:59 PM ET
Size
21.0 KB
View on SEC.gov