4//SEC Filing
Glacier Peak Capital LLC 4
Accession 0000921895-19-003080
CIK 0000103872other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 7:49 PM ET
Size
8.8 KB
Accession
0000921895-19-003080
Insider Transaction Report
Form 4
Glacier Peak Capital LLC
10% Owner
Transactions
- Other
Common Stock, $0.10 Par Value
2019-12-23−280,517→ 2,126,067 total
Footnotes (5)
- [F1]This Form 4 is filed jointly by Glacier Peak U.S. Value Fund, L.P. (the "Fund"), Glacier Peak Capital LLC ("GPC"), Fortis Capital Management LLC ("FCM"), Fortis Holdings LLC ("Fortis Holdings"), Mike Boroughs, Paul Misleh and James Rudolf (collectively, the "Reporting Persons"). This Form 4 is being filed to reflect the disbanding of a reporting group with John C. Rudolf, which occurred on December 23, 2019.
- [F2]Each Reporting Person was a member of a reporting group that previously owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As a result of the disbanding of the reporting group, no Reporting Person individually owns more than 10% of the Issuer's outstanding shares of Common Stock nor remains subject to Section 16. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F3]There was no such actual transaction in the shares of Common Stock, but rather a disbandment of the reporting group, which resulted in certain shares no longer being reflected in this Form 4.
- [F4]2,022,457 shares of Common Stock are beneficially owned directly by GPC and 103,610 shares are beneficially owned directly by FCM. Each of GPC and FCM are directly owned by Fortis Holdings and therefore Fortis Holdings is deemed to beneficially own the reported shares. Messrs. Boroughs, Misleh and James Rudolf, as Managing Partners of both GPC and FCM, may be deemed to share voting and dispositive power over the reported shares.
- [F5]As a result of the disbanding of the group, the shares of Common Stock held in Mr. John C. Rudolf's personal name as well as shares he may have been deemed to beneficially own on behalf of his wife and children are no longer reflected in this Form 4. Certain shares controlled by GPC for the benefit of Mr. John Rudolf currently remain with GPC.
Documents
Issuer
VOLT INFORMATION SCIENCES, INC.
CIK 0000103872
Entity typeother
IncorporatedWA
Related Parties
1- filerCIK 0001567397
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 7:49 PM ET
- Size
- 8.8 KB