Home/Filings/4/0000921895-20-000139
4//SEC Filing

KELLY MICHAEL P 4

Accession 0000921895-20-000139

CIK 0000922521other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 4:18 PM ET

Size

5.1 KB

Accession

0000921895-20-000139

Insider Transaction Report

Form 4
Period: 2020-01-16
Transactions
  • Award

    Common Stock

    2020-01-16+44,15851,797 total
Footnotes (2)
  • [F1]The restricted shares vest as follows: 2.5% of the shares vested immediately upon grant on January 16, 2020; 2.5% of the shares shall vest on May 31, 2020; 2.5% of the shares shall vest on May 31, 2021; 2.5% of the shares will vest on May 31, 2022; 45% of the shares shall vest upon preferred investors receiving cash proceeds in return on their invested capital in the Issuer; and 45% of the shares shall vest upon a change of control of the Issuer.
  • [F2]These restricted shares replace the 4,415,838 shares that were forfeited by Mr. Kelly in 2019.

Issuer

FALCONSTOR SOFTWARE INC

CIK 0000922521

Entity typeother

Related Parties

1
  • filerCIK 0001201176

Filing Metadata

Form type
4
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 4:18 PM ET
Size
5.1 KB