4//SEC Filing
Richmond Brothers, Inc. 4
Accession 0000921895-20-001905
CIK 0001041024other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 3:34 PM ET
Size
9.7 KB
Accession
0000921895-20-001905
Insider Transaction Report
Form 4
Richmond Brothers, Inc.
10% OwnerOther
Transactions
- Sale
Common Stock
2019-07-29$3.12/sh−179$558→ 161,278 total
Richmond David S.
10% OwnerOther
Transactions
- Sale
Common Stock
2019-07-29$3.12/sh−179$558→ 161,278 total
Curfman Matthew J.
10% OwnerOther
Transactions
- Sale
Common Stock
2019-07-29$3.12/sh−179$558→ 161,278 total
Footnotes (4)
- [F1]This Form 4 is filed jointly by Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F2]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Not reported herein are shares of Common Stock held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the shares held in the Separately Managed Accounts for purposes of Section 16.
- [F4]Represents securities directly owned by Richmond Brothers. Mr. Richmond, as the Chairman of Richmond Brothers, may be deemed to beneficially own the securities owned directly by Richmond Brothers. Mr. Curfman as the President of Richmond Brothers, may be deemed to beneficially own the securities owned directly by Richmond Brothers.
Documents
Issuer
ROCKWELL MEDICAL, INC.
CIK 0001041024
Entity typeother
IncorporatedMI
Related Parties
1- filerCIK 0001540462
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 3:34 PM ET
- Size
- 9.7 KB