PLx Pharma Inc.·4

Nov 20, 7:46 PM ET

Valentino Michael J 4

4 · PLx Pharma Inc. · Filed Nov 20, 2020

Insider Transaction Report

Form 4
Period: 2020-11-18
Valentino Michael J
DirectorExecutive Chairman
Transactions
  • Award

    Stock Option (right to buy)

    2020-11-18+160,000160,000 total
    Exercise: $5.15Exp: 2030-11-18Common Stock (160,000 underlying)
  • Purchase

    Common Stock

    2020-11-18$3.79/sh+264,900$1,003,176461,690 total
  • Purchase

    Warrants (right to buy)

    2020-11-18+291,390291,390 total
    Exercise: $4.31From: 2020-11-18Exp: 2025-11-18Common Stock (291,390 underlying)
Footnotes (3)
  • [F1]Grant of stock options to the Reporting Person under the Issuer's 2018 Incentive Plan.
  • [F2]These stock options vest over a three year period as follows: 1/3 on the first anniversary of the grant date, 1/3 on the second anniversary of the grant date and 1/3 on the third anniversary of the grant date.
  • [F3]Issued pursuant to a private placement in connection with the purchase of immediately serparable units comprised of common stock and warrants.

Documents

1 file
  • 4
    form411577002val_11202020.xmlPrimary

    OWNERSHIP DOCUMENT