HARVARD BIOSCIENCE INC·4

Jan 6, 5:37 PM ET

Eade Katherine A. 4

4 · HARVARD BIOSCIENCE INC · Filed Jan 6, 2021

Insider Transaction Report

Form 4
Period: 2021-01-04
Transactions
  • Award

    Common Stock

    2021-01-04+14,200183,115 total
Footnotes (2)
  • [F1]Represents a deferred stock award of 14,200 restricted stock units which vest quarterly in equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021 and are subject to continued service as a non-employee director on the applicable vesting dates. These retainer awards are granted in satisfaction of the annual retainer compensation to be earned by the director for her service on the Issuer's Board of Directors and its Committees during 2021. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the applicable retainer all been paid in cash, divided by the average daily closing price of the Issuer's common stock for the month of November, rounded to the nearest 100 shares.
  • [F2]Includes (a) the award described in footnote (1) above, (b) an award of 28,100 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 11, 2020, immediately prior to the commencement of such meeting, or (ii) June 18, 2021, and (c) 140,815 shares of common stock held by the Reporting Person.

Documents

2 files