3//SEC Filing
VIEX Opportunities Fund, LP Series One 3
Accession 0000921895-21-000530
CIK 0001365038other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 9:41 PM ET
Size
13.0 KB
Accession
0000921895-21-000530
Insider Transaction Report
Form 3
LEAF GROUP LTD.LEAF
Holdings
- 2,282,045(indirect: By Viex Opportunities Fund, LP - Series One)
Common Stock, par value $0.0001
- (indirect: By Viex Opportunities Fund, LP - Series One)
Put Option (Obligation to Buy)
Exercise: $4.00From: 2021-02-22Exp: 2021-08-21→ Common Stock, par value $0.0001 (322,700 underlying)
Vertex GP, LLC
Other
Holdings
- (indirect: By Viex Opportunities Fund, LP - Series One)
Put Option (Obligation to Buy)
Exercise: $4.00From: 2021-02-22Exp: 2021-08-21→ Common Stock, par value $0.0001 (322,700 underlying) - 2,282,045(indirect: By Viex Opportunities Fund, LP - Series One)
Common Stock, par value $0.0001
Holdings
- 2,282,045(indirect: By Viex Opportunities Fund, LP - Series One)
Common Stock, par value $0.0001
- (indirect: By Viex Opportunities Fund, LP - Series One)
Put Option (Obligation to Buy)
Exercise: $4.00From: 2021-02-22Exp: 2021-08-21→ Common Stock, par value $0.0001 (322,700 underlying)
Singer Eric
Other
Holdings
- (indirect: By Viex Opportunities Fund, LP - Series One)
Put Option (Obligation to Buy)
Exercise: $4.00From: 2021-02-22Exp: 2021-08-21→ Common Stock, par value $0.0001 (322,700 underlying) - 2,282,045(indirect: By Viex Opportunities Fund, LP - Series One)
Common Stock, par value $0.0001
Footnotes (3)
- [F1]This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.
- [F2]Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
- [F3]Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
LEAF GROUP LTD.
CIK 0001365038
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001606750
Filing Metadata
- Form type
- 3
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 9:41 PM ET
- Size
- 13.0 KB